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iShares US Broker-Dealers & Securities Exchanges ETF

54 hedge funds and large institutions have $78.7M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 18 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 18

5.77% less ownership

Funds ownership: 61.6%55.83% (-5.8%)

17% less funds holding

Funds holding: 6554 (-11)

49% less capital invested

Capital invested by funds: $154M → $78.7M (-$75.1M)

50% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 14

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $301K

Holders
54
Holders Change
-11
Holders Change %
-16.92%
% of All Funds
1.19%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
17
Reduced
18
Closed
14
Calls
Puts
$301K
Net Calls
-$301K
Net Calls Change
+$48K
Name Holding Trade Value Shares
Change
Change in
Stake
SF
26
Synovus Financial
Georgia
$533K +$5.1K +79 +0.8%
Koshinski Asset Management
27
Koshinski Asset Management
Illinois
$391K +$139K +2,150 +39%
GEA
28
Glen Eagle Advisors
New Jersey
$376K +$194 +3 +0%
Osaic Holdings
29
Osaic Holdings
Arizona
$330K +$416K +6,442 New
GDP
30
Great Diamond Partners
Maine
$257K +$44.7K +692 +16%
Truist Financial
31
Truist Financial
North Carolina
$242K -$247K -3,824 -45%
CFA
32
Carroll Financial Associates
North Carolina
$227K -$84.6K -1,311 -23%
SPIA
33
Steward Partners Investment Advisory
New York
$223K -$286K -4,427 -50%
SI
34
Stephens Inc
Arkansas
$203K +$1.81K +28 +0.7%
HWA
35
HCR Wealth Advisors
California
$148K
Fidelity Investments
36
Fidelity Investments
Massachusetts
$110K -$33.6K -521 -20%
ASN
37
Advisory Services Network
Georgia
$92K +$99.9K +1,548 +605%
BDWM
38
Brewin Dolphin Wealth Management
Ireland
$76.8K
Citigroup
39
Citigroup
New York
$61K +$65 +1 +0.1%
SFS
40
Sowell Financial Services
Arkansas
$47K
AF
41
Advisornet Financial
Minnesota
$28K
VNA
42
Valley National Advisers
Pennsylvania
$19K
CAAS
43
Capital Asset Advisory Services
Michigan
$18K -$77.7K -1,204 -79%
KFS
44
Kelly Financial Services
Massachusetts
$16.2K +$129 +2 +0.6%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$12K
SFSIG
46
San Francisco Sentry Investment Group
California
$12K +$14.6K +226 New
1IA
47
1834 Investment Advisors
Wisconsin
$12K +$15K +233 New
MCM
48
McMillion Capital Management
North Carolina
$10K
PAI
49
Pittenger & Anderson Inc
Nebraska
$9K
Simplex Trading
50
Simplex Trading
Illinois
$8K +$6.52K +101 +144%

IAI Hedge Fund Activity: Q1 2020 in Review

54 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2020, worth a combined $78.7M — down 49% from $154M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of IAI and 7 opened new positions — a net loss of 7 holders — while 18 trimmed existing stakes and 17 added.

The largest buyer was Commonwealth Equity Services, opening a new position worth an estimated $1.46M. The largest seller was SFMG Wealth Advisors, exiting entirely with an estimated $27.3M sold.

  • 54 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2020, down from 65 in Q4 2019.
  • Funds reported $78.7M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2020, down 49% quarter-over-quarter.
  • 7 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2020 and 14 closed out, a net change of -7 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2020 was Commonwealth Equity Services, an estimated $1.46M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2020 was SFMG Wealth Advisors, an estimated $27.3M sold.

Based on aggregated 13F filings for Q1 2020.