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iShares US Broker-Dealers & Securities Exchanges ETF
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Overview Fund Activity

65 hedge funds and large institutions have $154M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
–
Holders Change %
0%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
16
Reduced
24
Closed
9
Calls
–
Puts
$349K
Net Calls
-$349K
Net Calls Change
-$368K

Top Buyers

1
SWA
1
SFMG Wealth Advisors
Texas
$27.3M
2
CS
2
Credit Suisse
Switzerland
$5.27M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.51M
4
Truist Financial
4
Truist Financial
North Carolina
$585K
5
Citadel Advisors
5
Citadel Advisors
Florida
$2.62M

Top Sellers

1
SFI
1
SPC Financial Inc
Maryland
$0
2
OC
2
Oppenheimer & Co
New York
$264K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.85M
4
Jane Street
4
Jane Street
New York
$0
5
ASN
5
Advisory Services Network
Georgia
$18K
Name Holding Trade Value Shares
Change 		Shares
Change %
WDL
26
Well Done LLC
Michigan
$702K -$21.3K -311 -3%
SPIA
27
Steward Partners Investment Advisory
New York
$602K +$67.7K +989 +13%
Truist Financial
28
Truist Financial
North Carolina
$585K +$585K +8,545 New
Goldman Sachs
29
Goldman Sachs
New York
$573K -$617 -9 -0.1%
GEA
30
Glen Eagle Advisors
New Jersey
$503K +$68 +1 +0%
IAA
31
Independent Advisor Alliance
North Carolina
$418K +$418K +6,106 New
CFA
32
Carroll Financial Associates
North Carolina
$393K +$12.7K +186 +3%
TRCT
33
Tower Research Capital (TRC)
New York
$388K +$19.7K +287 +5%
Koshinski Asset Management
34
Koshinski Asset Management
Illinois
$376K – – –
DC
35
Davenport & Co
Virginia
$367K +$17.5K +255 +5%
AWM
36
Avitas Wealth Management
California
$303K -$2.74K -40 -0.9%
RVM
37
Robinson Value Management
Texas
$301K +$301K +4,396 New
GDP
38
Great Diamond Partners
Maine
$296K +$296K +4,335 New
SI
39
Stephens Inc
Arkansas
$269K +$821 +12 +0.3%
OC
40
Oppenheimer & Co
New York
$264K -$3.18M -46,536 -92%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$215K -$177K -2,581 -45%
HWA
42
HCR Wealth Advisors
California
$198K +$198K +2,885 New
Fidelity Investments
43
Fidelity Investments
Massachusetts
$183K -$2.06K -30 -1%
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$163K -$135K -4,943 -45%
AG
45
Advisor Group
Arizona
$150K -$41.3K -600 -22%
CAAS
46
Capital Asset Advisory Services
Michigan
$109K +$109K +1,524 New
BDWM
47
Brewin Dolphin Wealth Management
Ireland
$103K – – –
BAM
48
Belpointe Asset Management
Nevada
$101K +$101K +1,473 New
Citigroup
49
Citigroup
New York
$82K +$69 +1 +0.1%
SFS
50
Sowell Financial Services
Arkansas
$63K -$10.2K -150 -14%
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