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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

65 hedge funds and large institutions have $154M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

5% more capital invested

Capital invested by funds: $146M → $154M (+$7.3M)

0% more funds holding

Funds holding: 65 → 65 (0)

0.82% less ownership

Funds ownership: 62.42% → 61.6% (-0.82%)

33% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 24

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $349K

Holders
65
Holders Change
–
Holders Change %
0%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
16
Reduced
24
Closed
9
Calls
–
Puts
$349K
Net Calls
-$349K
Net Calls Change
-$368K

Top Buyers

Rank Fund Capital Flow
1
SWA
SFMG Wealth Advisors
Texas
+$26.3M
2
CS
Credit Suisse
Switzerland
+$4.17M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.45M
4
Truist Financial
Truist Financial
North Carolina
+$563K
5
Citadel Advisors
Citadel Advisors
Florida
+$490K

Top Sellers

Rank Fund Capital Flow
1
SFI
SPC Financial Inc
Maryland
-$13.6M
2
OC
Oppenheimer & Co
New York
-$3.06M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$3.04M
4
Jane Street
Jane Street
New York
-$2.37M
5
Stifel Financial
Stifel Financial
Missouri
-$2.05M
Name Holding Trade Value Shares
Change 		Change in
Stake
WDL
26
Well Done LLC
Michigan
$702K -$20.5K -311 -3%
SPIA
27
Steward Partners Investment Advisory
New York
$602K +$65.1K +989 +13%
Truist Financial
28
Truist Financial
North Carolina
$585K +$563K +8,545 New
Goldman Sachs
29
Goldman Sachs
New York
$573K -$593 -9 -0.1%
GEA
30
Glen Eagle Advisors
New Jersey
$503K +$66 +1 +0%
IAA
31
Independent Advisor Alliance
North Carolina
$418K +$402K +6,106 New
CFA
32
Carroll Financial Associates
North Carolina
$393K +$12.2K +186 +3%
TRCT
33
Tower Research Capital (TRC)
New York
$388K +$18.9K +287 +5%
Koshinski Asset Management
34
Koshinski Asset Management
Illinois
$376K – – –
DC
35
Davenport & Co
Virginia
$367K +$16.8K +255 +5%
AWM
36
Avitas Wealth Management
California
$303K -$2.63K -40 -0.9%
RVM
37
Robinson Value Management
Texas
$301K +$289K +4,396 New
GDP
38
Great Diamond Partners
Maine
$296K +$285K +4,335 New
SI
39
Stephens Inc
Arkansas
$269K +$790 +12 +0.3%
OC
40
Oppenheimer & Co
New York
$264K -$3.06M -46,536 -92%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$215K -$170K -2,581 -45%
HWA
42
HCR Wealth Advisors
California
$198K +$190K +2,885 New
Fidelity Investments
43
Fidelity Investments
Massachusetts
$183K -$1.98K -30 -1%
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$163K -$325K -4,943 -45%
AG
45
Advisor Group
Arizona
$150K -$39.5K -600 -22%
CAAS
46
Capital Asset Advisory Services
Michigan
$109K +$100K +1,524 New
BDWM
47
Brewin Dolphin Wealth Management
Ireland
$103K – – –
BAM
48
Belpointe Asset Management
Nevada
$101K +$97K +1,473 New
Citigroup
49
Citigroup
New York
$82K +$66 +1 +0.1%
SFS
50
Sowell Financial Services
Arkansas
$63K -$9.88K -150 -14%
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IAI Hedge Fund Activity: Q4 2019 in Review

65 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2019, worth a combined $154M — up 5% from $146M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IAI positions and 9 closed out — a net gain of 2 holders — while 16 added to existing stakes and 24 trimmed.

The largest buyer was SFMG Wealth Advisors, opening a new position worth an estimated $26.3M. The largest seller was SPC Financial Inc, exiting entirely with an estimated $13.6M sold.

  • 65 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $154M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2019, up 5% quarter-over-quarter.
  • 11 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2019 and 9 closed out, a net change of +2 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2019 was SFMG Wealth Advisors, an estimated $26.3M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2019 was SPC Financial Inc, an estimated $13.6M sold.

Based on aggregated 13F filings for Q4 2019.