We are live on ! Find out more
IAI icon

iShares US Broker-Dealers & Securities Exchanges ETF
IAI

62 hedge funds and large institutions have $144M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2019 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 19

12% more capital invested

Capital invested by funds: $129M → $144M (+$14.9M)

2.11% more ownership

Funds ownership: 58.78% → 60.89% (+2.1%)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

3% less funds holding

Funds holding: 64 → 62 (-2)

Holders
62
Holders Change
-2
Holders Change %
-3.13%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
23
Reduced
19
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$3.56M
2
CS
Credit Suisse
Switzerland
+$3.29M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.23M
4
BCM
Barometer Capital Management
Ontario, Canada
+$1.18M
5
Goldman Sachs
Goldman Sachs
New York
+$1.01M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$3.19M
2
Morgan Stanley
Morgan Stanley
New York
-$1.6M
3
MIH
Meitav Investment House
Israel
-$1.26M
4
JP Morgan Chase
JP Morgan Chase
New York
-$1.16M
5
ACP
Arcus Capital Partners
Georgia
-$976K
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$1.02M +$1.01M +16,163 New
GCA
27
Genesee Capital Advisors
New York
$795K +$786K +12,604 New
AWCI
28
Alpine Woods Capital Investors
New York
$663K – – –
WDL
29
Well Done LLC
Michigan
$653K +$51.4K +824 +9%
SF
30
Synovus Financial
Georgia
$649K +$2.37K +38 +0.4%
TRCT
31
Tower Research Capital (TRC)
New York
$633K +$441K +7,071 +239%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$509K +$76.7K +1,230 +18%
GEA
33
Glen Eagle Advisors
New Jersey
$495K -$3.74K -60 -0.8%
BCM
34
Beck Capital Management
Texas
$437K -$1.43K -23 -0.3%
SB
35
Suntrust Banks
Georgia
$423K +$21.3K +341 +4%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$406K -$46.5K -745 -10%
SPIA
37
Steward Partners Investment Advisory
New York
$373K +$369K +5,919 New
CFA
38
Carroll Financial Associates
North Carolina
$351K +$347K +5,561 New
Koshinski Asset Management
39
Koshinski Asset Management
Illinois
$347K -$55.6K -891 -14%
DC
40
Davenport & Co
Virginia
$322K – – –
RVM
41
Robinson Value Management
Texas
$287K +$284K +4,550 New
SI
42
Stephens Inc
Arkansas
$247K +$5.36K +86 +2%
Fidelity Investments
43
Fidelity Investments
Massachusetts
$202K +$14.7K +235 +8%
AG
44
Advisor Group
Arizona
$130K -$11.6K -186 -8%
Citigroup
45
Citigroup
New York
$75K -$32.7K -525 -31%
AF
46
Advisornet Financial
Minnesota
$34K +$125 +2 +0.4%
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
$31K -$7.67K -123 -20%
BDWM
48
Brewin Dolphin Wealth Management
Ireland
$29K – – –
CAPTRUST Financial Advisors
49
CAPTRUST Financial Advisors
North Carolina
$28K – – –
GWM
50
Geneos Wealth Management
Colorado
$25K -$25.1K -402 -50%
1
2
3

IAI Hedge Fund Activity: Q2 2019 in Review

62 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q2 2019, worth a combined $144M — up 12% from $129M a quarter earlier.

Fund positioning in IAI was balanced in Q2 2019: 8 funds opened new positions, 8 closed out, 23 added to existing stakes and 19 trimmed.

The largest buyer was Bank of America, adding an estimated $3.56M. The largest seller was Wells Fargo, cutting an estimated $3.19M.

  • 62 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q2 2019, down from 64 in Q1 2019.
  • Funds reported $144M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q2 2019, up 12% quarter-over-quarter.
  • 8 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q2 2019 and 8 closed out, a net change of 0 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q2 2019 was Bank of America, an estimated $3.56M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q2 2019 was Wells Fargo, an estimated $3.19M sold.

Based on aggregated 13F filings for Q2 2019.