We are live on ! Find out more
IAI icon

iShares US Broker-Dealers & Securities Exchanges ETF
IAI

64 hedge funds and large institutions have $122M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2018 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 15 increasing their positions, 23 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

6.56% less ownership

Funds ownership: 62.57% → 56.01% (-6.6%)

7% less funds holding

Funds holding: 69 → 64 (-5)

25% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 20

35% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 23

37% less capital invested

Capital invested by funds: $194M → $122M (-$71.4M)

Holders
64
Holders Change
-5
Holders Change %
-7.25%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
15
Reduced
23
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFI
SPC Financial Inc
Maryland
+$11.7M
2
Citadel Advisors
Citadel Advisors
Florida
+$3.62M
3
Bank of America
Bank of America
North Carolina
+$3.59M
4
ASN
Advisory Services Network
Georgia
+$1.41M
5
JP Morgan Chase
JP Morgan Chase
New York
+$1.37M

Top Sellers

Rank Fund Capital Flow
1
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$24.6M
2
MIH
Meitav Investment House
Israel
-$12.9M
3
BAAM
Baker Avenue Asset Management
California
-$8.89M
4
BCM
Barometer Capital Management
Ontario, Canada
-$5.89M
5
MWM
MinichMacGregor Wealth Management
New York
-$5.45M
Name Holding Trade Value Shares
Change 		Change in
Stake
CPC
26
Cookson Peirce & Co
Pennsylvania
$674K -$28.7K -480 -4%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$643K -$356K -5,950 -34%
Chevy Chase Trust
28
Chevy Chase Trust
Maryland
$626K +$669K +11,171 New
AWCI
29
Alpine Woods Capital Investors
New York
$588K +$628K +10,500 New
SF
30
Synovus Financial
Georgia
$571K +$5.21K +87 +0.9%
AG
31
Advisor Group
Arizona
$545K -$56.7K -947 -9%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$540K +$577K +9,644 New
GWM
33
Geneos Wealth Management
Colorado
$522K +$564K +9,427 New
GEA
34
Glen Eagle Advisors
New Jersey
$464K -$2.39K -40 -0.5%
BCM
35
Beck Capital Management
Texas
$397K -$31K -518 -7%
GCM
36
Gibraltar Capital Management
Oklahoma
$391K +$417K +6,972 New
SB
37
Suntrust Banks
Georgia
$382K +$434K +7,260 New
MIH
38
Meitav Investment House
Israel
$289K -$12.9M -215,027 -98%
DC
39
Davenport & Co
Virginia
$275K +$5.57K +93 +2%
CAN
40
Cetera Advisor Networks
California
$268K -$204K -3,406 -41%
MAP
41
Milestone Advisory Partners
North Carolina
$248K -$33.9K -566 -11%
Ameriprise
42
Ameriprise
Minnesota
$233K +$249K +4,153 New
Koshinski Asset Management
43
Koshinski Asset Management
Illinois
$216K +$23K +385 +11%
Fidelity Investments
44
Fidelity Investments
Massachusetts
$143K -$45.4K -759 -23%
CC
45
Claybrook Capital
Massachusetts
$136K +$145K +2,426 New
WDL
46
Well Done LLC
Michigan
$136K +$145K +2,426 New
SG Americas Securities
47
SG Americas Securities
New York
$112K +$120K +2,000 New
Citigroup
48
Citigroup
New York
$96K +$60 +1 +0.1%
IA
49
IFP Advisors
Florida
$76K -$42.9K -716 -34%
LTFS
50
Ladenburg Thalmann Financial Services
Florida
$65K – – –
1
2
3 4

IAI Hedge Fund Activity: Q4 2018 in Review

64 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2018, worth a combined $122M — down 37% from $194M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of IAI and 15 opened new positions — a net loss of 5 holders — while 23 trimmed existing stakes and 15 added.

The largest buyer was SPC Financial Inc, opening a new position worth an estimated $11.7M. The largest seller was Bank of Montreal, cutting an estimated $24.6M.

  • 64 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2018, down from 69 in Q3 2018.
  • Funds reported $122M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2018, down 37% quarter-over-quarter.
  • 15 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2018 and 20 closed out, a net change of -5 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2018 was SPC Financial Inc, an estimated $11.7M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2018 was Bank of Montreal, an estimated $24.6M sold.

Based on aggregated 13F filings for Q4 2018.