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HFRO

Highland Opportunities and Income Fund
HFRO

99 hedge funds and large institutions have $294M invested in Highland Opportunities and Income Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 47 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 22

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

15% more capital invested

Capital invested by funds: $256M → $294M (+$37.6M)

5.38% more ownership

Funds ownership: 32.77% → 38.15% (+5.4%)

2% more funds holding

Funds holding: 97 → 99 (+2)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

Holders
99
Holders Change
+2
Holders Change %
+2.06%
% of All Funds
1.73%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
15
Increased
47
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
QC
Quantedge Capital
Singapore
+$11M
2
RCM
Rivernorth Capital Management
Florida
+$10.7M
3
Nomura Holdings
Nomura Holdings
Japan
+$6.64M
4
CAC
Cowen and Company
New York
+$5.35M
5
BI
Bulldog Investors
New Jersey
+$4.72M

Top Sellers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
-$7.83M
2
AC
Antara Capital
New York
-$5.55M
3
MC
Matisse Capital
Oregon
-$1.54M
4
ARC
Advisor Resource Council
Texas
-$1.09M
5
Wells Fargo
Wells Fargo
California
-$1.05M
Name Holding Trade Value Shares
Change 		Change in
Stake
Mercer Global Advisors
76
Mercer Global Advisors
Colorado
$158K +$157K +14,695 New
PAG
77
Private Advisor Group
New Jersey
$155K +$278 +26 +0.2%
BFA
78
Beacon Financial Advisory
Ohio
$146K +$2.84K +265 +2%
ASN
79
Advisory Services Network
Georgia
$143K – – –
Stifel Financial
80
Stifel Financial
Missouri
$139K -$685 -64 -0.5%
QOP
81
Quinn Opportunity Partners
Virginia
$108K – – –
US Bancorp
82
US Bancorp
Minnesota
$90K – – –
Citigroup
83
Citigroup
New York
$77K +$58.3K +5,447 +318%
APWA
84
Atlas Private Wealth Advisors
New Jersey
$71K -$41.8K -3,905 -37%
CWC
85
Carolinas Wealth Consulting
North Carolina
$67K – – –
CFGS
86
Concourse Financial Group Securities
Alabama
$67K +$52.8K +4,931 +380%
FIA
87
FNY Investment Advisers
New York
$37K -$16.1K -1,500 -30%
Rockefeller Capital Management
88
Rockefeller Capital Management
New York
$33K +$11 +1 +0%
APA
89
American Portfolios Advisors
New York
$27K +$278 +26 +1%
CFD
90
Creative Financial Designs
Indiana
$25K – – –
WQ
91
Wealth Quarterback
New Jersey
$21K +$182 +17 +0.9%
DOA
92
D'Orazio & Associates
Virginia
$20K -$21.2K -1,977 -52%
TWM
93
Tradition Wealth Management
Minnesota
$13K – – –
GKWIM
94
Gerber Kawasaki Wealth & Investment Management
California
$10K +$10.7K +1,000 New
TCM
95
Tradewinds Capital Management
Washington
$6K – – –
JFA
96
JNBA Financial Advisors
Minnesota
$6K +$129 +12 +2%
AA
97
AlphaMark Advisors
Kentucky
$4K – – –
SIS
98
Sound Income Strategies
Florida
$4K – – –
CMA
99
Cedar Mountain Advisors
Oregon
$1K – – –
ARC
100
Advisor Resource Council
Texas
– -$1.09M -100,089 Closed
1 2 3
4
5

HFRO Hedge Fund Activity: Q3 2021 in Review

99 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q3 2021, worth a combined $294M — up 15% from $256M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new HFRO positions and 12 closed out — a net gain of 3 holders — while 47 added to existing stakes and 22 trimmed.

The largest buyer was Quantedge Capital, opening a new position worth an estimated $11M. The largest seller was Penserra Capital Management, cutting an estimated $7.83M.

  • 99 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q3 2021, up from 97 in Q2 2021.
  • Funds reported $294M of Highland Opportunities and Income Fund stock for Q3 2021, up 15% quarter-over-quarter.
  • 15 funds opened new Highland Opportunities and Income Fund positions in Q3 2021 and 12 closed out, a net change of +3 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q3 2021 was Quantedge Capital, an estimated $11M added.
  • The largest Highland Opportunities and Income Fund seller in Q3 2021 was Penserra Capital Management, an estimated $7.83M sold.

Based on aggregated 13F filings for Q3 2021.