HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

98 hedge funds and large institutions have $293M invested in Highland Opportunities and Income Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 47 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
+2
Holders Change %
+2.08%
% of All Funds
1.72%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
15
Increased
47
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
QC
1
Quantedge Capital
Singapore
$11M
2
RCM
2
Rivernorth Capital Management
Florida
$10.7M
3
Nomura Holdings
3
Nomura Holdings
Japan
$6.68M
4
CAC
4
Cowen and Company
New York
$5.39M
5
BI
5
Bulldog Investors
New Jersey
$4.75M

Top Sellers

1
PCM
1
Penserra Capital Management
California
$10.1M
2
AC
2
Antara Capital
New York
$6.2M
3
MC
3
Matisse Capital
Oregon
$13.3M
4
ARC
4
Advisor Resource Council
Texas
$0
5
Wells Fargo
5
Wells Fargo
California
$13.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
PAG
76
Private Advisor Group
New Jersey
$155K +$280 +26 +0.2%
BFA
77
Beacon Financial Advisory
Ohio
$146K +$2.85K +265 +2%
ASN
78
Advisory Services Network
Georgia
$143K – – –
Stifel Financial
79
Stifel Financial
Missouri
$139K -$688 -64 -0.5%
QOP
80
Quinn Opportunity Partners
Virginia
$108K – – –
US Bancorp
81
US Bancorp
Minnesota
$90K – – –
Citigroup
82
Citigroup
New York
$77K +$58.6K +5,447 +318%
APWA
83
Atlas Private Wealth Advisors
New Jersey
$71K -$42.1K -3,905 -37%
CWC
84
Carolinas Wealth Consulting
North Carolina
$67K – – –
CFGS
85
Concourse Financial Group Securities
Alabama
$67K +$53.1K +4,931 +380%
FIA
86
FNY Investment Advisers
New York
$37K -$15.9K -1,500 -30%
Rockefeller Capital Management
87
Rockefeller Capital Management
New York
$33K +$11 +1 +0%
APA
88
American Portfolios Advisors
New York
$27K +$280 +26 +1%
CFD
89
Creative Financial Designs
Indiana
$25K – – –
WQ
90
Wealth Quarterback
New Jersey
$21K +$185 +17 +0.9%
DOA
91
D'Orazio & Associates
Virginia
$20K -$21.4K -1,977 -52%
TWM
92
Tradition Wealth Management
Minnesota
$13K – – –
GKWIM
93
Gerber Kawasaki Wealth & Investment Management
California
$10K +$10K +1,000 New
TCM
94
Tradewinds Capital Management
Washington
$6K – – –
JFA
95
JNBA Financial Advisors
Minnesota
$6K +$135 +12 +2%
SIS
96
Sound Income Strategies
Florida
$4K – – –
AA
97
AlphaMark Advisors
Kentucky
$4K – – –
CMA
98
Cedar Mountain Advisors
Oregon
$1K – – –
ARC
99
Advisor Resource Council
Texas
– -$1.09M -100,089 Closed
PNC Financial Services Group
100
PNC Financial Services Group
Pennsylvania
– -$890K -81,528 Closed
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4
5