Rockefeller Capital Management
HFRO

Rockefeller Capital Management’s Highland Opportunities and Income Fund HFRO Stock Holding History

Rockefeller Capital Management’s Portfolio HFRO Stock Details HFRO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$66.9K Buy
9,385
+487
+5% +$3.13K ﹤0.01% 3204
2026
Q1 		$50.8K Buy
8,898
+3,720
+72% +$22.7K ﹤0.01% 3266
2025
Q4 		$31K Sell
5,178
-7,592
-59% -$47.6K ﹤0.01% 3291
2025
Q3 		$81.1K Buy
+12,770
New +$74.9K ﹤0.01% 2674
2024
Q4 		– Sell
-35,734
Closed -$219K – 1683
2024
Q3 		$219K Sell
35,734
-7,954
-18% -$48.4K ﹤0.01% 1594
2024
Q2 		$273K Sell
43,688
-4,195
-9% -$26.9K ﹤0.01% 1567
2024
Q1 		$337K Buy
47,883
+7,020
+17% +$47.4K ﹤0.01% 1563
2023
Q4 		$314K Sell
40,863
-4,041
-9% -$31.9K ﹤0.01% 1456
2023
Q3 		$361K Buy
44,904
+182
+0.4% +$1.52K ﹤0.01% 1377
2023
Q2 		$404K Buy
44,722
+107
+0.2% +$935 ﹤0.01% 1422
2023
Q1 		$392K Sell
44,615
-27,826
-38% -$277K ﹤0.01% 1455
2022
Q4 		$746K Sell
72,441
-30,021
-29% -$327K ﹤0.01% 1119
2022
Q3 		$995K Buy
102,462
+14,956
+17% +$171K 0.01% 1014
2022
Q2 		$985K Buy
87,506
+66,353
+314% +$771K 0.01% 1000
2022
Q1 		$252K Buy
21,153
+18,033
+578% +$206K ﹤0.01% 1598
2021
Q4 		$34K Hold
3,120
– – ﹤0.01% 2382
2021
Q3 		$33K Buy
3,120
+1
+0% +$11 ﹤0.01% 2342
2021
Q2 		$34K Sell
3,119
-2,109
-40% -$23.8K ﹤0.01% 2248
2021
Q1 		$57K Sell
5,228
-2,515
-32% -$26.5K ﹤0.01% 1838
2020
Q4 		$79K Buy
7,743
+3,201
+70% +$28.5K ﹤0.01% 1534
2020
Q3 		$39K Buy
4,542
+4,523
+23,805% +$38.1K ﹤0.01% 1584
2020
Q2 		$0 Buy
19
+1
+6% +$8 ﹤0.01% 2620
2020
Q1 		$0 Buy
+18
New +$210 ﹤0.01% 2404
2019
Q3 		– Sell
-6,736
Closed -$93K – 1946
2019
Q2 		$93K Buy
6,736
+114
+2% +$1.54K ﹤0.01% 705
2019
Q1 		$92K Buy
+6,622
New +$90.5K ﹤0.01% 779

Other funds holding HFRO

SCM
Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return
NAM
Nexpoint Asset Management Dallas, Texas $1.5B AUM 83.46% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
AW
Atlas Wealth Cincinnati, Ohio $701M AUM 15.28% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $250M AUM 26.81% 1-Year Est. Return

Rockefeller Capital Management's HFRO Position: Q2 2026 in Review

Rockefeller Capital Management increased its Highland Opportunities and Income Fund (HFRO) stake by 5.5% in Q2 2026, buying an estimated $3.13K and bringing the position to 9,385 shares worth $66.9K. The position accounts for ﹤0.01% of the portfolio, ranked #3204.

Rockefeller Capital Management first reported a position in HFRO in Q1 2019 and has held it in 25 quarters since. The position peaked at $995K in Q3 2022. 92 funds tracked by Wall St. Rank hold HFRO as of Q2 2026.

  • Rockefeller Capital Management held 9,385 shares of Highland Opportunities and Income Fund worth $66.9K as of Q2 2026.
  • Rockefeller Capital Management bought 487 Highland Opportunities and Income Fund shares in Q2 2026, an estimated $3.13K.
  • Highland Opportunities and Income Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #3204 holding.
  • Rockefeller Capital Management first reported a position in Highland Opportunities and Income Fund in Q1 2019 and has held it in 25 quarters since.
  • Rockefeller Capital Management's Highland Opportunities and Income Fund position peaked at $995K in Q3 2022.
  • 92 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.