Rockefeller Capital Management’s Highland Opportunities and Income Fund HFRO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$50.8K	Buy	8,898 +3,720	+72%	+$22.7K	﹤0.01%	3266
2025 Q4	$31K	Sell	5,178 -7,592	-59%	-$47.6K	﹤0.01%	3291
2025 Q3	$81.1K	Buy	+12,770	New	+$74.9K	﹤0.01%	2674
2024 Q4	–	Sell	-35,734	Closed	-$219K	–	1683
2024 Q3	$219K	Sell	35,734 -7,954	-18%	-$48.4K	﹤0.01%	1594
2024 Q2	$273K	Sell	43,688 -4,195	-9%	-$26.9K	﹤0.01%	1567
2024 Q1	$337K	Buy	47,883 +7,020	+17%	+$47.4K	﹤0.01%	1563
2023 Q4	$314K	Sell	40,863 -4,041	-9%	-$31.9K	﹤0.01%	1456
2023 Q3	$361K	Buy	44,904 +182	+0.4%	+$1.52K	﹤0.01%	1377
2023 Q2	$404K	Buy	44,722 +107	+0.2%	+$935	﹤0.01%	1422
2023 Q1	$392K	Sell	44,615 -27,826	-38%	-$277K	﹤0.01%	1455
2022 Q4	$746K	Sell	72,441 -30,021	-29%	-$327K	﹤0.01%	1119
2022 Q3	$995K	Buy	102,462 +14,956	+17%	+$171K	0.01%	1014
2022 Q2	$985K	Buy	87,506 +66,353	+314%	+$771K	0.01%	1000
2022 Q1	$252K	Buy	21,153 +18,033	+578%	+$206K	﹤0.01%	1598
2021 Q4	$34K	Hold	3,120	–	–	﹤0.01%	2382
2021 Q3	$33K	Buy	3,120 +1	+0%	+$11	﹤0.01%	2342
2021 Q2	$34K	Sell	3,119 -2,109	-40%	-$23.8K	﹤0.01%	2248
2021 Q1	$57K	Sell	5,228 -2,515	-32%	-$26.5K	﹤0.01%	1838
2020 Q4	$79K	Buy	7,743 +3,201	+70%	+$28.5K	﹤0.01%	1534
2020 Q3	$39K	Buy	4,542 +4,523	+23,805%	+$38.1K	﹤0.01%	1584
2020 Q2	$0	Buy	19 +1	+6%	+$8	﹤0.01%	2620
2020 Q1	$0	Buy	+18	New	+$210	﹤0.01%	2404
2019 Q3	–	Sell	-6,736	Closed	-$93K	–	1946
2019 Q2	$93K	Buy	6,736 +114	+2%	+$1.54K	﹤0.01%	705
2019 Q1	$92K	Buy	+6,622	New	+$90.5K	﹤0.01%	779