FNY Investment Advisers’s Highland Opportunities and Income Fund HFRO Stock Holding History

FNY Investment Advisers’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-3,500	Closed	-$37K	–	657
2021 Q3	$37K	Sell	3,500 -1,500	-30%	-$16.1K	0.02%	408
2021 Q2	$54K	Sell	5,000 -16,485	-77%	-$186K	0.02%	398
2021 Q1	$238K	Buy	21,485 +15,693	+271%	+$165K	0.09%	163
2020 Q4	$59K	Buy	+5,792	New	+$51.5K	0.02%	360
2020 Q1	–	Sell	-9,042	Closed	-$112K	–	606
2019 Q4	$112K	Buy	+9,042	New	+$109K	0.03%	340
2019 Q1	–	Sell	-979	Closed	-$12K	–	796
2018 Q4	$12K	Buy	+979	New	+$14.4K	﹤0.01%	384

Other funds holding HFRO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $43.3B AUM 29.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FNY Investment Advisers's HFRO Position: Q4 2021 in Review

FNY Investment Advisers sold out of Highland Opportunities and Income Fund (HFRO) in Q4 2021, closing a stake of 3,500 shares — an estimated $37K sold.

FNY Investment Advisers first reported a position in HFRO in Q4 2018 and held it in 6 quarters. The position peaked at $238K in Q1 2021. 102 funds tracked by Wall St. Rank hold HFRO as of Q4 2021.

FNY Investment Advisers reported no remaining Highland Opportunities and Income Fund position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 3,500 Highland Opportunities and Income Fund shares in Q4 2021, an estimated $37K.
FNY Investment Advisers first reported a position in Highland Opportunities and Income Fund in Q4 2018 and held it in 6 quarters.
FNY Investment Advisers's Highland Opportunities and Income Fund position peaked at $238K in Q1 2021.
102 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.