HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

104 hedge funds and large institutions have $403M invested in Highland Opportunities and Income Fund in 2019 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 30 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
104
Holders Change
+19
Holders Change %
+22.35%
% of All Funds
2.05%
Holding in Top 10
7
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-36.36%
% of All Funds
0.14%
New
30
Increased
30
Reduced
27
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DKCM
Davidson Kempner Capital Management
New York
+$26.1M
2
PAIM
Punch & Associates Investment Management
Minnesota
+$7.14M
3
PP
Paloma Partners
Connecticut
+$6.49M
4
COLIM
City of London Investment Management
United Kingdom
+$6.32M
5
BPCM
Beach Point Capital Management
California
+$5.69M

Top Sellers

1
UFM
Ursa Fund Management
California
-$20.7M
2
BHMP
Bardin Hill Management Partners
New York
-$18.2M
3
Morgan Stanley
Morgan Stanley
New York
-$13.6M
4
AC
Antara Capital
New York
-$8.75M
5
AWA
Arete Wealth Advisors
Illinois
-$7.53M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCA
51
Cruiser Capital Advisors
Connecticut
$714K +$420K +33,801 +143%
AWA
52
Arete Wealth Advisors
Illinois
$700K -$7.53M -605,650 -91%
CFA
53
Carroll Financial Associates
North Carolina
$672K +$90.7K +7,303 +16%
HIM
54
Hanlon Investment Management
New Jersey
$626K +$128K +10,309 +26%
RJFSA
55
Raymond James Financial Services Advisors
Florida
$543K -$180K -14,464 -25%
Bank of America
56
Bank of America
North Carolina
$540K +$484K +38,954 +862%
MIG
57
Mariner Investment Group
New York
$497K +$497K +40,000 New
WAM
58
Wolverine Asset Management
Illinois
$494K +$494K +39,774 New
YCM
59
Yakira Capital Management
Connecticut
$483K +$273K +22,000 +130%
KWM
60
Kingsview Wealth Management
Oregon
$388K +$388K +31,239 New
PWAP
61
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$369K – – –
CWS
62
Cypress Wealth Services
California
$342K +$5.61K +452 +2%
FAAS
63
First Allied Advisory Services
California
$336K -$22.9K -1,859 -6%
KPWG
64
KFA Private Wealth Group
Virginia
$336K +$336K +27,036 New
SI
65
Stephens Inc
Arkansas
$328K -$6.18K -498 -2%
ASN
66
Advisory Services Network
Georgia
$265K +$265K +21,326 New
CF
67
Centaurus Financial
California
$253K – – –
BRF
68
B. Riley Financial
California
$249K +$249K +20,000 New
WC
69
Winmill & Co
New York
$240K – – –
TW
70
Transform Wealth
Colorado
$230K -$4.64K -373 -2%
PAG
71
Private Advisor Group
New Jersey
$204K +$872 +70 +0.4%
MA
72
Mutual Advisors
Nebraska
$183K +$183K +14,700 New
Jane Street
73
Jane Street
New York
$164K +$164K +13,200 New
UBS Group
74
UBS Group
Switzerland
$149K +$113K +9,074 +315%
Stifel Financial
75
Stifel Financial
Missouri
$143K -$21K -1,705 -13%
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