Mariner Investment Group’s Highland Opportunities and Income Fund HFRO Stock Holding History

Mariner Investment Group’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-58,026	Closed	-$564K	–	100
2022 Q3	$564K	Buy	58,026 +16,000	+38%	+$183K	0.63%	30
2022 Q2	$473K	Buy	42,026 +19,161	+84%	+$223K	0.5%	36
2022 Q1	$273K	Buy	22,865 +7,965	+53%	+$91K	0.34%	65
2021 Q4	$164K	Buy	+14,900	New	+$166K	0.07%	132
2020 Q2	–	Sell	-40,000	Closed	-$341K	–	48
2020 Q1	$341K	Hold	40,000	–	–	1.16%	30
2019 Q4	$497K	Buy	+40,000	New	+$481K	0.56%	55

Other funds holding HFRO

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Atlas Wealth Cincinnati, Ohio $334M AUM 11.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

NAM

Nexpoint Asset Management Dallas, Texas $1.49B AUM 61.08% 1-Year Est. Return

Mariner Investment Group's HFRO Position: Q4 2022 in Review

Mariner Investment Group sold out of Highland Opportunities and Income Fund (HFRO) in Q4 2022, closing a stake of 58,026 shares — an estimated $564K sold.

Mariner Investment Group first reported a position in HFRO in Q4 2019 and held it in 6 quarters. The position peaked at $564K in Q3 2022. 102 funds tracked by Wall St. Rank hold HFRO as of Q4 2022.

Mariner Investment Group reported no remaining Highland Opportunities and Income Fund position as of Q4 2022 after selling out during the quarter.
Mariner Investment Group sold 58,026 Highland Opportunities and Income Fund shares in Q4 2022, an estimated $564K.
Mariner Investment Group first reported a position in Highland Opportunities and Income Fund in Q4 2019 and held it in 6 quarters.
Mariner Investment Group's Highland Opportunities and Income Fund position peaked at $564K in Q3 2022.
102 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q4 2022.

Based on Mariner Investment Group's 13F filing for Q4 2022, filed 14 Feb 2023.