Centaurus Financial’s Highland Opportunities and Income Fund HFRO Stock Holding History

Centaurus Financial’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-20,343	Closed	-$253K	–	568
2019 Q4	$253K	Hold	20,343	–	–	0.04%	403
2019 Q3	$272K	Hold	20,343	–	–	0.04%	357
2019 Q2	$282K	Hold	20,343	–	–	0.04%	361
2019 Q1	$283K	Buy	20,343 +343	+2%	+$4.69K	0.05%	349
2018 Q4	$260K	Hold	20,000	–	–	0.06%	281
2018 Q3	$314K	Buy	20,000 +13,346	+201%	+$210K	0.06%	301
2018 Q2	$104K	Sell	6,654 -4,593	-41%	-$73K	0.01%	696
2018 Q1	$180K	Buy	+11,247	New	+$177K	0.04%	339

Other funds holding HFRO

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

Davidson Kempner Capital Management New York $8.42B AUM 61.81% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Matisse Capital Portland, Oregon $250M AUM 26.81% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Centaurus Financial's HFRO Position: Q1 2020 in Review

Centaurus Financial sold out of Highland Opportunities and Income Fund (HFRO) in Q1 2020, closing a stake of 20,343 shares — an estimated $253K sold.

Centaurus Financial first reported a position in HFRO in Q1 2018 and held it in 8 quarters. The position peaked at $314K in Q3 2018. 112 funds tracked by Wall St. Rank hold HFRO as of Q1 2020.

Centaurus Financial reported no remaining Highland Opportunities and Income Fund position as of Q1 2020 after selling out during the quarter.
Centaurus Financial sold 20,343 Highland Opportunities and Income Fund shares in Q1 2020, an estimated $253K.
Centaurus Financial first reported a position in Highland Opportunities and Income Fund in Q1 2018 and held it in 8 quarters.
Centaurus Financial's Highland Opportunities and Income Fund position peaked at $314K in Q3 2018.
112 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q1 2020.

Based on Centaurus Financial's 13F filing for Q1 2020, filed 21 Apr 2020.