HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

85 hedge funds and large institutions have $393M invested in Highland Opportunities and Income Fund in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 34 increasing their positions, 22 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
85
Holders Change
+8
Holders Change %
+10.39%
% of All Funds
1.87%
Holding in Top 10
11
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.24%
New
13
Increased
34
Reduced
22
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
Punch & Associates Investment Management
Minnesota
$4.5M
2
Morgan Stanley
Morgan Stanley
New York
$67M
3
M
MRCap
New York
$5.54M
4
UFM
Ursa Fund Management
California
$20.7M
5
TJHA
Thomas J. Herzfeld Advisors
Florida
$14.6M

Top Sellers

1
VAS
VR Advisory Services
Cayman Islands
$0
2
UCFA
United Capital Financial Advisors
Texas
$31.5M
3
AC
Almitas Capital
California
$3.16M
4
CAN
Cetera Advisor Networks
California
$2.88M
5
ICM
Ionic Capital Management
New York
$5.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
AC
26
Almitas Capital
California
$3.16M -$1.49M -111,602 -32%
NRCM
27
Northern Right Capital Management
Connecticut
$3.08M +$442K +33,142 +17%
CAN
28
Cetera Advisor Networks
California
$2.88M -$639K -47,891 -18%
CL
29
CSS LLC
Illinois
$2.81M +$197K +14,793 +8%
PWPS
30
Pinnacle Wealth Planning Services
Ohio
$2.58M +$1.55M +116,100 +150%
CC
31
Centiva Capital
New York
$2.33M +$359K +26,891 +18%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$2.01M -$164K -12,322 -8%
SPC
33
Sigma Planning Corp
Michigan
$2M -$32K -2,398 -2%
JG
34
Jefferies Group
New York
$1.79M +$197K +14,785 +12%
SPIA
35
Steward Partners Investment Advisory
New York
$1.56M +$394K +29,525 +34%
OC
36
Oppenheimer & Co
New York
$1.55M -$51.5K -3,856 -3%
SS
37
Sunbelt Securities
Texas
$1.49M +$623K +46,683 +72%
CP
38
Camelot Portfolios
Ohio
$1.28M -$52.6K -3,942 -4%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$1.27M +$50.5K +3,782 +4%
CBFP
40
Cedar Brook Financial Partners
Ohio
$1.11M -$36.7K -2,751 -3%
MC
41
Matisse Capital
Oregon
$1.06M +$320K +23,951 +43%
BI
42
Bulldog Investors
New Jersey
$983K +$983K +73,656 New
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$910K -$86.8K -6,497 -9%
NAM
44
Nexpoint Asset Management
Texas
$868K +$868K +64,998 New
WAM
45
Weiss Asset Management
Massachusetts
$845K – – –
RJFSA
46
Raymond James Financial Services Advisors
Florida
$776K +$92.2K +6,908 +13%
CFA
47
Carroll Financial Associates
North Carolina
$624K +$103K +7,720 +20%
HIM
48
Hanlon Investment Management
New Jersey
$534K +$534K +40,024 New
PWAP
49
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$391K – – –
FAAS
50
First Allied Advisory Services
California
$390K -$42K -3,136 -10%
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