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First Trust Utilities AlphaDEX Fund

66 hedge funds and large institutions have $739M invested in First Trust Utilities AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

427% more capital invested

Capital invested by funds: $140M → $739M (+$599M)

288% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 8

132.46% more ownership

Funds ownership: 66.58%199.04% (+132%)

122% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 9

50% more funds holding

Funds holding: 4466 (+22)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $503K

Holders
66
Holders Change
+22
Holders Change %
+50%
% of All Funds
1.76%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.05%
New
31
Increased
20
Reduced
9
Closed
8
Calls
Puts
$503K
Net Calls
-$503K
Net Calls Change
-$503K
Name Holding Trade Value Shares
Change
Change in
Stake
MAS
51
Madden Advisory Services
Florida
$66K
US Bancorp
52
US Bancorp
Minnesota
$62K +$59.9K +2,503 New
MFS
53
MSI Financial Services
Massachusetts
$47K +$766 +32 +2%
NFG
54
Next Financial Group
Texas
$47K +$19.1K +800 +73%
WA
55
WFG Advisors
Texas
$38K +$18.7K +782 +104%
Walleye Trading
56
Walleye Trading
New York
$26K -$348K -14,535 -93%
NPC
57
National Planning Corporation
California
$24.8K +$23.9K +1,000 New
NES
58
New England Securities
New York
$24K -$8.93K -373 -28%
WEC
59
Winslow Evans & Crocker
Massachusetts
$23.6K
BWA
60
Burt Wealth Advisors
Maryland
$18K +$17K +711 New
RIA
61
Regal Investment Advisors
Michigan
$16K
WRM
62
Westport Resources Management
Connecticut
$12K +$12K +500 New
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$9K +$8.28K +346 New
TIM
64
Tortoise Investment Management
New York
$6K
BRWA
65
B. Riley Wealth Advisors
Florida
$366 +$4.79K +200 +1%
Susquehanna International Group
66
Susquehanna International Group
Pennsylvania
-$2.2M -92,112 Closed
Jane Street
67
Jane Street
New York
-$1.42M -62,930 Closed
VF
68
Virtu Financial
New York
-$734K -32,429 Closed
VKH
69
Virtu KCG Holdings
New York
-$388K -17,127 Closed
Citadel Advisors
70
Citadel Advisors
Florida
-$343K -15,160 Closed
SG Americas Securities
71
SG Americas Securities
New York
-$269K -11,867 Closed
BC
72
Bartlett & Co
Ohio
-$20K -900 Closed
Citigroup
73
Citigroup
New York
-$1K -41 Closed
Parallax Volatility Advisers
74
Parallax Volatility Advisers
California
+$24 +1 New

FXU Hedge Fund Activity: Q4 2014 in Review

66 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2014, worth a combined $739M — up 427% from $140M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FXU positions and 8 closed out — a net gain of 23 holders — while 20 added to existing stakes and 9 trimmed.

The largest buyer was F-Squared Investment Management, opening a new position worth an estimated $342M. The largest seller was Credit Suisse, cutting an estimated $4.13M.

  • 66 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2014, up from 44 in Q3 2014.
  • Funds reported $739M of First Trust Utilities AlphaDEX Fund stock for Q4 2014, up 427% quarter-over-quarter.
  • 31 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2014 and 8 closed out, a net change of +23 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2014 was F-Squared Investment Management, an estimated $342M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q4 2014 was Credit Suisse, an estimated $4.13M sold.

Based on aggregated 13F filings for Q4 2014.