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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

66 hedge funds and large institutions have $739M invested in First Trust Utilities AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 8 closing their positions.

Holders
66
Holders Change
+22
Holders Change %
+50%
% of All Funds
1.76%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.05%
New
31
Increased
20
Reduced
9
Closed
8
Calls
–
Puts
$503K
Net Calls
-$503K
Net Calls Change
-$503K

Top Buyers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$355M
2
BTS
2
BB&T Securities
Virginia
$59M
3
PPA
3
Parametric Portfolio Associates
Washington
$42.8M
4
BFA
4
Beaumont Financial Advisors
Massachusetts
$30.2M
5
SAM
5
Shamrock Asset Management
Texas
$24M

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$240K
2
Goldman Sachs
2
Goldman Sachs
New York
$7.7M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
Jane Street
4
Jane Street
New York
$0
5
VF
5
Virtu Financial
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
MAS
51
Madden Advisory Services
Florida
$66K 2,635 – –
US Bancorp
52
US Bancorp
Minnesota
$62K 2,503 +2,503 New
MFS
53
MSI Financial Services
Massachusetts
$47K 1,890 +32 +2%
NFG
54
Next Financial Group
Texas
$47K 1,900 +800 +73%
WA
55
WFG Advisors
Texas
$38K 1,532 +782 +104%
Walleye Trading
56
Walleye Trading
New York
$26K 1,064 -14,535 -93%
NPC
57
National Planning Corporation
California
$24.8K 1,000 +1,000 New
NES
58
New England Securities
New York
$24K 974 -373 -28%
WEC
59
Winslow Evans & Crocker
Massachusetts
$23.6K 950 – –
BWA
60
Burt Wealth Advisors
Maryland
$18K 711 +711 New
RIA
61
Regal Investment Advisors
Michigan
$16K 650 – –
WRM
62
Westport Resources Management
Connecticut
$12K 500 +500 New
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$9K 346 +346 New
TIM
64
Tortoise Investment Management
New York
$6K 248 – –
BRWA
65
B. Riley Wealth Advisors
Florida
$366 14,700 +200 +1%
Susquehanna International Group
66
Susquehanna International Group
Pennsylvania
– – -92,112 Closed
Jane Street
67
Jane Street
New York
– – -62,930 Closed
VF
68
Virtu Financial
New York
– – -32,429 Closed
VKH
69
Virtu KCG Holdings
New York
– – -17,127 Closed
Citadel Advisors
70
Citadel Advisors
Florida
– – -15,160 Closed
SG Americas Securities
71
SG Americas Securities
New York
– – -11,867 Closed
BC
72
Bartlett & Co
Ohio
– – -900 Closed
Citigroup
73
Citigroup
New York
– – -41 Closed
Parallax Volatility Advisers
74
Parallax Volatility Advisers
California
$0 1 +1 New
1 2
3