National Planning Corporation’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

National Planning Corporation’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-8,450	Closed	-$232K	–	753
2017 Q1	$232K	Sell	8,450 -162	-2%	-$4.41K	0.02%	592
2016 Q4	$232K	Sell	8,612 -898	-9%	-$23.3K	0.02%	571
2016 Q3	$243K	Sell	9,510 -1,077	-10%	-$28.7K	0.02%	540
2016 Q2	$286K	Sell	10,587 -2,471	-19%	-$63.3K	0.02%	506
2016 Q1	$330K	Buy	13,058 +2,489	+24%	+$58.8K	0.03%	449
2015 Q4	$250K	Buy	+10,569	New	+$240K	0.02%	566
2015 Q1	–	Sell	-1,000	Closed	-$24.8K	–	1174
2014 Q4	$24.8K	Buy	+1,000	New	+$23.9K	﹤0.01%	1608
2014 Q3	–	Sell	-10,410	Closed	-$248K	–	771
2014 Q2	$248K	Buy	+10,410	New	+$238K	0.02%	618

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

National Planning Corporation's FXU Position: Q2 2017 in Review

National Planning Corporation sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q2 2017, closing a stake of 8,450 shares — an estimated $232K sold.

National Planning Corporation first reported a position in FXU in Q2 2014 and held it in 8 quarters. The position peaked at $330K in Q1 2016. 104 funds tracked by Wall St. Rank hold FXU as of Q2 2017.

National Planning Corporation reported no remaining First Trust Utilities AlphaDEX Fund position as of Q2 2017 after selling out during the quarter.
National Planning Corporation sold 8,450 First Trust Utilities AlphaDEX Fund shares in Q2 2017, an estimated $232K.
National Planning Corporation first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2014 and held it in 8 quarters.
National Planning Corporation's First Trust Utilities AlphaDEX Fund position peaked at $330K in Q1 2016.
104 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q2 2017.

Based on National Planning Corporation's 13F filing for Q2 2017, filed 2 Aug 2017.