Tortoise Investment Management’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Tortoise Investment Management’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-248	Closed	-$7K	–	636
2019 Q1	$7K	Hold	248	–	–	﹤0.01%	447
2018 Q4	$7K	Hold	248	–	–	﹤0.01%	421
2018 Q3	$7K	Hold	248	–	–	﹤0.01%	428
2018 Q2	$6K	Hold	248	–	–	﹤0.01%	454
2018 Q1	$6K	Hold	248	–	–	﹤0.01%	429
2017 Q4	$6K	Hold	248	–	–	﹤0.01%	435
2017 Q3	$7K	Hold	248	–	–	﹤0.01%	391
2017 Q2	$7K	Hold	248	–	–	﹤0.01%	383
2017 Q1	$7K	Hold	248	–	–	﹤0.01%	364
2016 Q4	$7K	Hold	248	–	–	﹤0.01%	369
2016 Q3	$6K	Hold	248	–	–	﹤0.01%	360
2016 Q2	$7K	Hold	248	–	–	﹤0.01%	353
2016 Q1	$6K	Hold	248	–	–	﹤0.01%	325
2015 Q4	$6K	Hold	248	–	–	﹤0.01%	344
2015 Q3	$6K	Hold	248	–	–	﹤0.01%	326
2015 Q2	$5K	Hold	248	–	–	﹤0.01%	359
2015 Q1	$6K	Hold	248	–	–	﹤0.01%	328
2014 Q4	$6K	Hold	248	–	–	﹤0.01%	353
2014 Q3	$6K	Hold	248	–	–	﹤0.01%	334
2014 Q2	$6K	Hold	248	–	–	﹤0.01%	347
2014 Q1	$6K	Hold	248	–	–	﹤0.01%	293
2013 Q4	$5K	Hold	248	–	–	﹤0.01%	279
2013 Q3	$5K	Hold	248	–	–	﹤0.01%	274
2013 Q2	$5K	Buy	+248	New	+$4.93K	﹤0.01%	289

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

NewSquare Capital Newtown Square, Pennsylvania $1.15B AUM 24.78% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Tortoise Investment Management's FXU Position: Q2 2019 in Review

Tortoise Investment Management sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q2 2019, closing a stake of 248 shares — an estimated $7K sold.

Tortoise Investment Management first reported a position in FXU in Q2 2013 and held it in 24 quarters. The position peaked at $7K in Q1 2019. 108 funds tracked by Wall St. Rank hold FXU as of Q2 2019.

Tortoise Investment Management reported no remaining First Trust Utilities AlphaDEX Fund position as of Q2 2019 after selling out during the quarter.
Tortoise Investment Management sold 248 First Trust Utilities AlphaDEX Fund shares in Q2 2019, an estimated $7K.
Tortoise Investment Management first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2013 and held it in 24 quarters.
Tortoise Investment Management's First Trust Utilities AlphaDEX Fund position peaked at $7K in Q1 2019.
108 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q2 2019.

Based on Tortoise Investment Management's 13F filing for Q2 2019, filed 7 Aug 2019.