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B. Riley Wealth Advisors’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

B. Riley Wealth Advisors’s Portfolio FXU Stock Details FXU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-14,812
Closed -$385K – 572
2016
Q3 		$385K Sell
14,812
-784
-5% -$20.9K 0.08% 329
2016
Q2 		$423K Buy
+15,596
New +$400K 0.08% 292
2016
Q1 		– Sell
-13,936
Closed -$313K – 576
2015
Q4 		$313K Sell
13,936
-450
-3% -$10.2K 0.06% 354
2015
Q3 		$326K Sell
14,386
-700
-5% -$15.8K 0.08% 329
2015
Q2 		$332K Sell
15,086
-1,312
-8% -$30.8K 0.08% 307
2015
Q1 		$388K Buy
16,398
+1,698
+12% +$41.7K 0.09% 284
2014
Q4 		$366 Buy
14,700
+200
+1% +$4.79K 0.01% 1029
2014
Q3 		$328K Sell
14,500
-13,336
-48% -$307K 0.09% 325
2014
Q2 		$338K Buy
27,836
+14,136
+103% +$323K 0.08% 284
2014
Q1 		$305K Buy
13,700
+200
+1% +$4.19K 0.09% 258
2013
Q4 		$274K Buy
13,500
+300
+2% +$6.11K 0.09% 263
2013
Q3 		$263K Buy
13,200
+300
+2% +$6.06K 0.09% 252
2013
Q2 		$255K Buy
+12,900
New +$256K 0.09% 266

Other funds holding FXU

First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RIG
RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
MFS
MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

B. Riley Wealth Advisors's FXU Position: Q4 2016 in Review

B. Riley Wealth Advisors sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q4 2016, closing a stake of 14,812 shares — an estimated $385K sold.

B. Riley Wealth Advisors first reported a position in FXU in Q2 2013 and held it in 13 quarters. The position peaked at $423K in Q2 2016. 99 funds tracked by Wall St. Rank hold FXU as of Q4 2016.

  • B. Riley Wealth Advisors reported no remaining First Trust Utilities AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 14,812 First Trust Utilities AlphaDEX Fund shares in Q4 2016, an estimated $385K.
  • B. Riley Wealth Advisors first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2013 and held it in 13 quarters.
  • B. Riley Wealth Advisors's First Trust Utilities AlphaDEX Fund position peaked at $423K in Q2 2016.
  • 99 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q4 2016.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.