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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FANJ
76
Financial Architects (New Jersey)
New Jersey
$35K +$1.39K +60 +4%
BC
77
Bartlett & Co
Ohio
$28K
SFG
78
SevenBridge Financial Group
Pennsylvania
$23K +$23.2K +1,000 New
Carson Wealth (CWM LLC)
79
Carson Wealth (CWM LLC)
Nebraska
$23K +$23.5K +1,013 New
Creative Planning
80
Creative Planning
Kansas
$22K +$11.4K +492 +105%
JFGIW
81
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$19K
AWM
82
Avior Wealth Management
Nebraska
$19K +$18.6K +804 New
ACM
83
Argentus Capital Management
Texas
$18K +$18K +779 New
Northwestern Mutual Wealth Management
84
Northwestern Mutual Wealth Management
Wisconsin
$16K -$1.04K -45 -6%
Manulife (Manufacturers Life Insurance)
85
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$16K +$16.4K +709 New
BIG
86
Bellwether Investment Group
Tennessee
$13K +$12.7K +550 New
WEC
87
Winslow Evans & Crocker
Massachusetts
$7.28K +$23 +1 +0.3%
TIM
88
Tortoise Investment Management
New York
$7K
LWM
89
LBA Wealth Management
Florida
$5K
Fifth Third Bancorp
90
Fifth Third Bancorp
Ohio
$2K
BlackRock
91
BlackRock
New York
$2K +$2.29K +99 New
VF
92
Virtu Financial
New York
-$5.53M -244,597 Closed
Janney Montgomery Scott
93
Janney Montgomery Scott
Pennsylvania
-$3.96M -175,353 Closed
AIG
94
American International Group
New York
-$3.79M -167,373 Closed
Baird Financial Group
95
Baird Financial Group
Wisconsin
-$800K -35,392 Closed
BO
96
Bank OZK
Arkansas
-$339K -15,000 Closed
TSS
97
Two Sigma Securities
New York
-$239K -10,558 Closed
WP
98
WealthSource Partners
California
-$203K -8,961 Closed
RCA
99
Rowland Carmichael Advisors
Arizona
-$58K -2,585 Closed
FAM
100
Formidable Asset Management
Ohio
-$44K -1,909 Closed