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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCA
76
Strategic Capital Alternatives
United States
$36K +$37.9K +1,606 New
GI
77
Gradient Investments
Minnesota
$34K
BC
78
Bartlett & Co
Ohio
$27K
MAS
79
Madden Advisory Services
Florida
$24K
BCM
80
Brookstone Capital Management
Illinois
$18K +$19.2K +815 New
JFGIW
81
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$15K
SEI Investments
82
SEI Investments
Pennsylvania
$14K +$14.3K +605 New
WEC
83
Winslow Evans & Crocker
Massachusetts
$7.07K
Creative Planning
84
Creative Planning
Kansas
$7K -$1.41M -59,690 -99%
TIM
85
Tortoise Investment Management
New York
$7K
KIG
86
Kessler Investment Group
Indiana
$6K +$6.49K +275 New
LWM
87
LBA Wealth Management
Florida
$5K
FNBT
88
FineMark National Bank & Trust
Florida
$5K +$5.17K +219 New
DIA
89
Dana Investment Advisors
Wisconsin
-$24.8M -179,489 Closed
WA
90
WESPAC Advisors
California
-$3.03M -127,860 Closed
NA
91
Navellier & Associates
Nevada
-$2.7M -113,679 Closed
SI
92
Stephens Inc
Arkansas
-$2.21M -93,161 Closed
VFS
93
VSR Financial Services
Kansas
-$1.23M -51,836 Closed
AWA
94
Arete Wealth Advisors
Illinois
-$915K -38,551 Closed
RPG
95
Risk Paradigm Group
Texas
-$885K -37,276 Closed
AI
96
Atria Investments
North Carolina
-$718K -30,276 Closed
PFS
97
Prospera Financial Services
Texas
-$434K -18,298 Closed
TH
98
Timber Hill
Connecticut
-$337K -14,184 Closed
SFWA
99
Summit Financial Wealth Advisors
Louisiana
-$113K -4,800 Closed
CTC
100
Central Trust Company
Missouri
-$46K -1,933 Closed