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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SB
51
Suntrust Banks
Georgia
$574K +$580K +24,240 New
ICOA
52
Investment Centers of America
North Dakota
$553K +$293K +12,229 +111%
CA
53
Cetera Advisors
Colorado
$520K +$42.2K +1,761 +9%
Bank of Montreal
54
Bank of Montreal
Ontario, Canada
$518K +$276K +11,540 +112%
RIA
55
Regal Investment Advisors
Michigan
$497K -$5.12K -214 -1%
PFS
56
Prospera Financial Services
Texas
$434K +$438K +18,298 New
BRWA
57
B. Riley Wealth Advisors
Florida
$433K -$61.9K -2,584 -12%
FIM
58
Freedom Investment Management
Connecticut
$405K +$35K +1,461 +9%
SS
59
Simplicity Solutions
Minnesota
$396K +$81.5K +3,405 +26%
PAG
60
Private Advisor Group
New Jersey
$387K +$93.6K +3,910 +32%
TH
61
Timber Hill
Connecticut
$337K -$92.6K -3,866 -21%
CAM
62
Concorde Asset Management
Michigan
$325K +$86.2K +3,602 +36%
WS
63
Wedbush Securities
California
$310K -$50.2K -2,098 -14%
CS
64
Comerica Securities
Michigan
$292K +$295K +12,319 New
M&T Bank
65
M&T Bank
New York
$288K +$74.5K +3,113 +35%
PNC Financial Services Group
66
PNC Financial Services Group
Pennsylvania
$270K +$18.8K +785 +7%
NPC
67
National Planning Corporation
California
$258K +$253K +10,561 New
RFC
68
Regions Financial Corp
Alabama
$243K +$28.9K +1,206 +13%
LTFS
69
Ladenburg Thalmann Financial Services
Florida
$230K +$130K +5,450 +128%
FFC
70
First Financial Corp
Indiana
$221K +$4.31K +180 +2%
TFA
71
Transamerica Financial Advisors
Florida
$146K +$59.9K +2,500 +68%
Thrivent Financial for Lutherans
72
Thrivent Financial for Lutherans
Minnesota
$126K +$35.4K +1,479 +39%
US Bancorp
73
US Bancorp
Minnesota
$115K +$31K +1,293 +36%
SFWA
74
Summit Financial Wealth Advisors
Louisiana
$113K
MFS
75
MSI Financial Services
Massachusetts
$112K +$14.9K +622 +15%