Concorde Asset Management’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Concorde Asset Management’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-13,114	Closed	-$319K	–	119
2016 Q3	$319K	Sell	13,114 -454	-3%	-$10.9K	0.4%	75
2016 Q2	$314K	Buy	13,568 +318	+2%	+$7.36K	0.31%	76
2016 Q1	$299K	Sell	13,250 -5,465	-29%	-$117K	0.34%	71
2015 Q4	$434K	Buy	18,715 +5,583	+43%	+$132K	0.48%	50
2015 Q3	$295K	Sell	13,132 -566	-4%	-$13.3K	0.5%	65
2015 Q2	$325K	Buy	13,698 +3,602	+36%	+$86.2K	0.41%	66
2015 Q1	$238K	Sell	10,096 -16,188	-62%	-$376K	0.27%	93
2014 Q4	$611K	Buy	+26,284	New	+$594K	0.77%	30

Other funds holding FXO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Concorde Asset Management's FXO Position: Q4 2016 in Review

Concorde Asset Management sold out of First Trust Financials AlphaDEX Fund (FXO) in Q4 2016, closing a stake of 13,114 shares — an estimated $319K sold.

Concorde Asset Management first reported a position in FXO in Q4 2014 and held it in 8 quarters. The position peaked at $611K in Q4 2014. 104 funds tracked by Wall St. Rank hold FXO as of Q4 2016.

Concorde Asset Management reported no remaining First Trust Financials AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
Concorde Asset Management sold 13,114 First Trust Financials AlphaDEX Fund shares in Q4 2016, an estimated $319K.
Concorde Asset Management first reported a position in First Trust Financials AlphaDEX Fund in Q4 2014 and held it in 8 quarters.
Concorde Asset Management's First Trust Financials AlphaDEX Fund position peaked at $611K in Q4 2014.
104 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q4 2016.

Based on Concorde Asset Management's 13F filing for Q4 2016, filed 24 Jan 2017.