Freedom Investment Management’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Freedom Investment Management’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-33,902	Closed	-$824K	–	1009
2016 Q3	$824K	Buy	33,902 +15,152	+81%	+$365K	0.05%	298
2016 Q2	$433K	Sell	18,750 -694	-4%	-$16.1K	0.03%	464
2016 Q1	$440K	Sell	19,444 -2,097	-10%	-$45.1K	0.03%	441
2015 Q4	$499K	Buy	21,541 +14,572	+209%	+$343K	0.04%	404
2015 Q3	$239K	Sell	6,969 -10,103	-59%	-$238K	0.02%	551
2015 Q2	$405K	Buy	17,072 +1,461	+9%	+$35K	0.04%	404
2015 Q1	$369K	Buy	+15,611	New	+$362K	0.04%	406

Other funds holding FXO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Freedom Investment Management's FXO Position: Q4 2016 in Review

Freedom Investment Management sold out of First Trust Financials AlphaDEX Fund (FXO) in Q4 2016, closing a stake of 33,902 shares — an estimated $824K sold.

Freedom Investment Management first reported a position in FXO in Q1 2015 and held it in 7 quarters. The position peaked at $824K in Q3 2016. 104 funds tracked by Wall St. Rank hold FXO as of Q4 2016.

Freedom Investment Management reported no remaining First Trust Financials AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
Freedom Investment Management sold 33,902 First Trust Financials AlphaDEX Fund shares in Q4 2016, an estimated $824K.
Freedom Investment Management first reported a position in First Trust Financials AlphaDEX Fund in Q1 2015 and held it in 7 quarters.
Freedom Investment Management's First Trust Financials AlphaDEX Fund position peaked at $824K in Q3 2016.
104 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q4 2016.

Based on Freedom Investment Management's 13F filing for Q4 2016, filed 5 Jan 2017.