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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

86 hedge funds and large institutions have $920M invested in First Trust Financials AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 44 increasing their positions, 17 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
86
Holders Change
+11
Holders Change %
+14.67%
% of All Funds
2.3%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
14
Increased
44
Reduced
17
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FSIM
F-Squared Investment Management
Massachusetts
$355M
2
Morgan Stanley
Morgan Stanley
New York
$98.4M
3
Wells Fargo
Wells Fargo
California
$70.4M
4
PPA
Parametric Portfolio Associates
Washington
$43.5M
5
Bank of America
Bank of America
North Carolina
$46.8M

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$12.3M
2
BFA
Beaumont Financial Advisors
Massachusetts
$30.2M
3
BUB
BBVA USA Bancshares
Texas
$8.09M
4
VFS
VSR Financial Services
Kansas
$0
5
ONB
Old National Bancorp
Indiana
$3.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
NA
26
Navellier & Associates
Nevada
$1.77M +$334K +14,372 +23%
ACM
27
Aviance Capital Management
Florida
$1.61M +$1.61M +69,101 New
BRWM
28
B. Riley Wealth Management
Tennessee
$1.57M -$654K -28,092 -29%
JPMorgan Chase & Co
29
JPMorgan Chase & Co
New York
$1.44M +$19.2K +824 +1%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$1.36M +$371K +15,949 +38%
SS
31
Simplicity Solutions
Minnesota
$1.35M +$1.35M +58,061 New
OC
32
Oppenheimer & Co
New York
$1.29M +$502K +21,573 +64%
Deutsche Bank
33
Deutsche Bank
Germany
$1.24M +$275K +11,823 +28%
HFS
34
HL Financial Services
Kentucky
$1.17M +$270K +11,588 +30%
Citadel Advisors
35
Citadel Advisors
Florida
$1.05M +$1.05M +44,917 New
TRCT
36
Tower Research Capital (TRC)
New York
$1.02M +$87.7K +3,769 +9%
DADC
37
D.A. Davidson & Co
Montana
$1.01M +$20.6K +884 +2%
Ameriprise
38
Ameriprise
Minnesota
$821K +$41.5K +1,781 +5%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$713K -$20.1K -865 -3%
PFS
40
Prospera Financial Services
Texas
$685K +$171K +7,331 +33%
B
41
Baird
Wisconsin
$683K -$24K -1,033 -3%
CS
42
Credit Suisse
Switzerland
$617K +$354K +15,228 +135%
CAM
43
Concorde Asset Management
Michigan
$611K +$611K +26,284 New
FA
44
FDx Advisors
Illinois
$542K +$164K +7,063 +43%
FHC
45
First Heartland Consultants
Missouri
$508K -$146K -6,275 -22%
RIA
46
Regal Investment Advisors
Michigan
$492K – – –
SB
47
Suntrust Banks
Georgia
$425K +$71.1K +3,056 +20%
TH
48
Timber Hill
Connecticut
$415K -$99.2K -4,263 -19%
ACM
49
Argentus Capital Management
Texas
$405K +$59.7K +2,561 +17%
IH
50
IFC Holdings
Florida
$380K -$120K -5,162 -24%
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