Baird’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Baird’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	$612K	Sell	25,914 -3,450	-12%	-$80.1K	0.01%	899
2014 Q4	$683K	Sell	29,364 -1,033	-3%	-$23.3K	0.01%	847
2014 Q3	$664K	Sell	30,397 -8,242	-21%	-$183K	0.01%	763
2014 Q2	$860K	Buy	38,639 +309	+0.8%	+$6.72K	0.01%	716
2014 Q1	$837K	Buy	38,330 +20,171	+111%	+$432K	0.01%	679
2013 Q4	$395K	Buy	18,159 +1,091	+6%	+$22.8K	0.01%	907
2013 Q3	$337K	Buy	17,068 +1,147	+7%	+$22.5K	0.01%	909
2013 Q2	$299K	Buy	+15,921	New	+$295K	0.01%	909

Other funds holding FXO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird's FXO Position: Q1 2015 in Review

Baird reduced its First Trust Financials AlphaDEX Fund (FXO) stake by 12% in Q1 2015, selling an estimated $80.1K and leaving 25,914 shares worth $612K. The position accounts for 0.01% of the portfolio, ranked #899.

Baird first reported a position in FXO in Q2 2013 and has held it in 8 quarters since. The position peaked at $860K in Q2 2014. 79 funds tracked by Wall St. Rank hold FXO as of Q1 2015.

Baird held 25,914 shares of First Trust Financials AlphaDEX Fund worth $612K as of Q1 2015.
Baird sold 3,450 First Trust Financials AlphaDEX Fund shares in Q1 2015, an estimated $80.1K.
First Trust Financials AlphaDEX Fund made up 0.01% of Baird's portfolio in Q1 2015, its #899 holding.
Baird first reported a position in First Trust Financials AlphaDEX Fund in Q2 2013 and has held it in 8 quarters since.
Baird's First Trust Financials AlphaDEX Fund position peaked at $860K in Q2 2014.
79 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.