B. Riley Wealth Management’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

B. Riley Wealth Management’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$1.28M	Buy	56,535 +8,023	+17%	+$172K	1.91%	10
2015 Q4	$1.12M	Sell	48,512 -1,568	-3%	-$37K	1.44%	15
2015 Q3	$1.12M	Buy	50,080 +5,591	+13%	+$132K	1.59%	11
2015 Q2	$1.05M	Buy	44,489 +28,189	+173%	+$675K	0.84%	18
2015 Q1	$385K	Sell	16,300 -51,178	-76%	-$1.19M	0.29%	95
2014 Q4	$1.57M	Sell	67,478 -28,092	-29%	-$635K	1.28%	7
2014 Q3	$2.09M	Buy	95,570 +2,419	+3%	+$53.7K	1.55%	3
2014 Q2	$2.07M	Sell	93,151 -37,439	-29%	-$814K	1.34%	7
2014 Q1	$2.85M	Buy	+130,590	New	+$2.79M	2.1%	2

Other funds holding FXO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

B. Riley Wealth Management's FXO Position: Q1 2016 in Review

B. Riley Wealth Management increased its First Trust Financials AlphaDEX Fund (FXO) stake by 17% in Q1 2016, buying an estimated $172K and bringing the position to 56,535 shares worth $1.28M. The position accounts for 1.91% of the portfolio, ranked #10.

B. Riley Wealth Management first reported a position in FXO in Q1 2014 and has held it in 9 quarters since. The position peaked at $2.85M in Q1 2014. 90 funds tracked by Wall St. Rank hold FXO as of Q1 2016.

B. Riley Wealth Management held 56,535 shares of First Trust Financials AlphaDEX Fund worth $1.28M as of Q1 2016.
B. Riley Wealth Management bought 8,023 First Trust Financials AlphaDEX Fund shares in Q1 2016, an estimated $172K.
First Trust Financials AlphaDEX Fund made up 1.91% of B. Riley Wealth Management's portfolio in Q1 2016, its #10 holding.
B. Riley Wealth Management first reported a position in First Trust Financials AlphaDEX Fund in Q1 2014 and has held it in 9 quarters since.
B. Riley Wealth Management's First Trust Financials AlphaDEX Fund position peaked at $2.85M in Q1 2014.
90 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q1 2016.

Based on B. Riley Wealth Management's 13F filing for Q1 2016, filed 12 Apr 2016.