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First Trust Energy AlphaDEX Fund
FXN

99 hedge funds and large institutions have $188M invested in First Trust Energy AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 31 increasing their positions, 36 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.11% more ownership

Funds ownership: 71.37% → 71.48% (+0.11%)

3% less funds holding

Funds holding: 102 → 99 (-3)

12% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 17

14% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 36

28% less capital invested

Capital invested by funds: $260M → $188M (-$72.2M)

50% less funds holding in top 10

Funds holding in top 10: 6 → 3 (-3)

Holders
99
Holders Change
-3
Holders Change %
-2.94%
% of All Funds
1.73%
Holding in Top 10
3
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
15
Increased
31
Reduced
36
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.47M
2
SAM
Synergy Asset Management
Washington
+$4.35M
3
FWA
FOCUS Wealth Advisors
Texas
+$3.07M
4
LPL Financial
LPL Financial
California
+$2.46M
5
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$2.19M

Top Sellers

Rank Fund Capital Flow
1
RWA
Redhawk Wealth Advisors
Minnesota
-$9.63M
2
Morgan Stanley
Morgan Stanley
New York
-$8.78M
3
NA
Navellier & Associates
Nevada
-$8.09M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$8.07M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$7.96M
Name Holding Trade Value Shares
Change 		Change in
Stake
SMF
101
Sterling Manor Financial
New York
– -$5.63M -493,288 Closed
SI
102
Stephens Inc
Arkansas
– -$3.72M -326,331 Closed
SWP
103
Stratos Wealth Partners
Ohio
– -$2.98M -261,311 Closed
Citadel Advisors
104
Citadel Advisors
Florida
– -$1.19M -104,650 Closed
DWMG
105
DB Wealth Management Group
California
– -$357K -31,319 Closed
Susquehanna International Group
106
Susquehanna International Group
Pennsylvania
– -$341K -29,883 Closed
TRCT
107
Tower Research Capital (TRC)
New York
– -$307K -26,901 Closed
MW
108
Marks Wealth
Maryland
– -$296K -25,983 Closed
IWM
109
IHT Wealth Management
Illinois
– -$151K -13,206 Closed
MIAN
110
Mariner Independent Advisor Network
Kansas
– -$148K -12,958 Closed
S
111
SignatureFD
Georgia
– -$103K -9,000 Closed
Deutsche Bank
112
Deutsche Bank
Germany
– -$41K -3,568 Closed
AP
113
Advisors Preferred
Maryland
– -$41K -3,505 Closed
JAWM
114
J. Arnold Wealth Management
Ohio
– -$29K -2,500 Closed
1 2 3 4
5

FXN Hedge Fund Activity: Q3 2021 in Review

99 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q3 2021, worth a combined $188M — down 28% from $260M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FXN and 15 opened new positions — a net loss of 2 holders — while 36 trimmed existing stakes and 31 added.

The largest buyer was Envestnet Asset Management, adding an estimated $5.47M. The largest seller was Redhawk Wealth Advisors, exiting entirely with an estimated $9.63M sold.

  • 99 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q3 2021, down from 102 in Q2 2021.
  • Funds reported $188M of First Trust Energy AlphaDEX Fund stock for Q3 2021, down 28% quarter-over-quarter.
  • 15 funds opened new First Trust Energy AlphaDEX Fund positions in Q3 2021 and 17 closed out, a net change of -2 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q3 2021 was Envestnet Asset Management, an estimated $5.47M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q3 2021 was Redhawk Wealth Advisors, an estimated $9.63M sold.

Based on aggregated 13F filings for Q3 2021.