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First Trust Energy AlphaDEX Fund
FXN

99 hedge funds and large institutions have $188M invested in First Trust Energy AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 31 increasing their positions, 36 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.11% more ownership

Funds ownership: 71.37% → 71.48% (+0.11%)

3% less funds holding

Funds holding: 102 → 99 (-3)

12% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 17

14% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 36

28% less capital invested

Capital invested by funds: $260M → $188M (-$72.2M)

50% less funds holding in top 10

Funds holding in top 10: 6 → 3 (-3)

Holders
99
Holders Change
-3
Holders Change %
-2.94%
% of All Funds
1.73%
Holding in Top 10
3
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
15
Increased
31
Reduced
36
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.47M
2
SAM
Synergy Asset Management
Washington
+$4.35M
3
FWA
FOCUS Wealth Advisors
Texas
+$3.07M
4
LPL Financial
LPL Financial
California
+$2.46M
5
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$2.19M

Top Sellers

Rank Fund Capital Flow
1
RWA
Redhawk Wealth Advisors
Minnesota
-$9.63M
2
Morgan Stanley
Morgan Stanley
New York
-$8.78M
3
NA
Navellier & Associates
Nevada
-$8.09M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$8.07M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$7.96M
Name Holding Trade Value Shares
Change 		Change in
Stake
HI
76
Harbour Investments
Wisconsin
$17K +$1.22K +115 +8%
AP
77
Atwood & Palmer
Missouri
$16K – – –
CAAS
78
Capital Asset Advisory Services
Michigan
$15K – – –
TWM
79
Tradition Wealth Management
Minnesota
$11K – – –
CFA
80
Carroll Financial Associates
North Carolina
$10K – – –
FWM
81
Focused Wealth Management
New York
$7K -$1.78K -168 -20%
TF
82
TimeScale Financial
Massachusetts
$7K – – –
AF
83
Advisornet Financial
Minnesota
$7K +$11 +1 +0.2%
SPWG
84
Sage Private Wealth Group
Illinois
$7K +$21 +2 +0.3%
William Blair & Company
85
William Blair & Company
Illinois
$5K – – –
AAP
86
Arax Advisory Partners
Colorado
$5K +$21 +2 +0.4%
HI
87
Hudock Inc
Pennsylvania
$5K +$5.29K +500 New
Fifth Third Bancorp
88
Fifth Third Bancorp
Ohio
$3K – – –
SFPG
89
Stonebridge Financial Planning Group
Florida
$3K +$2.64K +250 New
Citigroup
90
Citigroup
New York
$2K -$183K -17,264 -99%
US Bancorp
91
US Bancorp
Minnesota
$2K – – –
CG
92
Cutler Group
California
$2K +$2.12K +200 New
LAS
93
Lloyd Advisory Services
Georgia
$2K +$2.19K +207 New
FEG
94
Financial Enhancement Group
Indiana
$1K -$3.42M -323,270 -100%
Qube Research & Technologies (QRT)
95
Qube Research & Technologies (QRT)
United Kingdom
$1K -$20.4K -1,930 -96%
WB
96
Webster Bank
Connecticut
$1K – – –
TAM
97
Tucker Asset Management
Colorado
$875 +$730 +69 New
RWA
98
Redhawk Wealth Advisors
Minnesota
– -$9.63M -843,742 Closed
NA
99
Navellier & Associates
Nevada
– -$8.09M -708,949 Closed
FEM
100
Fulcrum Equity Management
Texas
– -$6.16M -540,038 Closed
1 2 3
4
5

FXN Hedge Fund Activity: Q3 2021 in Review

99 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q3 2021, worth a combined $188M — down 28% from $260M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FXN and 15 opened new positions — a net loss of 2 holders — while 36 trimmed existing stakes and 31 added.

The largest buyer was Envestnet Asset Management, adding an estimated $5.47M. The largest seller was Redhawk Wealth Advisors, exiting entirely with an estimated $9.63M sold.

  • 99 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q3 2021, down from 102 in Q2 2021.
  • Funds reported $188M of First Trust Energy AlphaDEX Fund stock for Q3 2021, down 28% quarter-over-quarter.
  • 15 funds opened new First Trust Energy AlphaDEX Fund positions in Q3 2021 and 17 closed out, a net change of -2 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q3 2021 was Envestnet Asset Management, an estimated $5.47M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q3 2021 was Redhawk Wealth Advisors, an estimated $9.63M sold.

Based on aggregated 13F filings for Q3 2021.