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First Trust Energy AlphaDEX Fund
FXN

151 hedge funds and large institutions have $427M invested in First Trust Energy AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 49 increasing their positions, 57 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

6.08% more ownership

Funds ownership: 67.8% → 73.89% (+6.1%)

2% more capital invested

Capital invested by funds: $417M → $427M (+$10.3M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

2% less funds holding

Funds holding: 154 → 151 (-3)

12% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 26

14% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 57

Holders
151
Holders Change
-3
Holders Change %
-1.95%
% of All Funds
2.2%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
23
Increased
49
Reduced
57
Closed
26
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$53.1M
2
Citadel Advisors
Citadel Advisors
Florida
+$6.71M
3
PG
Prostatis Group
Maryland
+$6.44M
4
Two Sigma Investments
Two Sigma Investments
New York
+$1.89M
5
UBS Group
UBS Group
Switzerland
+$1.34M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$8.69M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$6.9M
3
DADC
D.A. Davidson & Co
Montana
-$5.59M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$5.11M
5
Truist Financial
Truist Financial
North Carolina
-$4.81M
Name Holding Trade Value Shares
Change 		Change in
Stake
IPW
26
IronBridge Private Wealth
Texas
$3.1M -$62.2K -3,655 -2%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$3.01M -$357K -20,992 -10%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$2.84M +$238K +13,963 +9%
WEG
29
World Equity Group
Illinois
$2.79M +$1.03M +60,260 +57%
TC
30
TAP Consulting
Missouri
$2.09M -$333K -19,551 -14%
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$1.9M -$395K -23,210 -17%
Goldman Sachs
32
Goldman Sachs
New York
$1.89M +$227K +13,323 +13%
Two Sigma Investments
33
Two Sigma Investments
New York
$1.86M +$1.89M +111,311 New
CAN
34
Cetera Advisor Networks
California
$1.84M -$109K -6,432 -5%
SWP
35
Stratos Wealth Partners
Ohio
$1.6M +$703K +41,286 +75%
MML Investors Services
36
MML Investors Services
Massachusetts
$1.57M +$1.04M +60,949 +185%
PAG
37
Private Advisor Group
New Jersey
$1.49M -$207K -12,154 -12%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$1.27M -$62K -3,643 -5%
FAIM
39
Financial Advocates Investment Management
Washington
$985K -$1.43M -83,829 -59%
GS
40
GTS Securities
New York
$915K +$933K +54,834 New
AWS
41
Atria Wealth Solutions
New York
$900K +$58.6K +3,441 +7%
NS
42
NBC Securities
Alabama
$884K -$42.9K -2,520 -5%
AAS
43
Avantax Advisory Services
Texas
$882K -$353K -20,734 -28%
GWP
44
Gateway Wealth Partners
Wisconsin
$871K -$6.38K -375 -0.7%
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
$856K -$2.55M -149,690 -74%
BRWA
46
B. Riley Wealth Advisors
Florida
$846K +$88K +5,167 +11%
TRCT
47
Tower Research Capital (TRC)
New York
$842K +$859K +50,457 New
PFS
48
Prospera Financial Services
Texas
$834K +$2.76K +162 +0.3%
Citigroup
49
Citigroup
New York
$785K +$59.9K +3,520 +8%
Susquehanna International Group
50
Susquehanna International Group
Pennsylvania
$776K +$791K +46,484 New
1
2
3 4 5

FXN Hedge Fund Activity: Q4 2023 in Review

151 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q4 2023, worth a combined $427M — up 2.5% from $417M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of FXN and 23 opened new positions — a net loss of 3 holders — while 57 trimmed existing stakes and 49 added.

The largest buyer was Morgan Stanley, adding an estimated $53.1M. The largest seller was Wells Fargo, cutting an estimated $8.69M.

  • 151 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q4 2023, down from 154 in Q3 2023.
  • Funds reported $427M of First Trust Energy AlphaDEX Fund stock for Q4 2023, up 2.5% quarter-over-quarter.
  • 23 funds opened new First Trust Energy AlphaDEX Fund positions in Q4 2023 and 26 closed out, a net change of -3 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $53.1M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q4 2023 was Wells Fargo, an estimated $8.69M sold.

Based on aggregated 13F filings for Q4 2023.