We are live on ! Find out more
FXN icon

First Trust Energy AlphaDEX Fund

46 hedge funds and large institutions have $10.1M invested in First Trust Energy AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 23 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.22% less ownership

Funds ownership: 37.75%32.53% (-5.2%)

26% less funds holding

Funds holding: 6246 (-16)

52% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 23

70% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 20

73% less capital invested

Capital invested by funds: $36.9M → $10.1M (-$26.8M)

Holders
46
Holders Change
-16
Holders Change %
-25.81%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
23
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
26
Steward Partners Investment Advisory
New York
$50K +$80.4K +10,509 +477%
Stifel Financial
27
Stifel Financial
Missouri
$45K -$2.87K -375 -3%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$42K -$21.6K -2,824 -21%
CFGS
29
Concourse Financial Group Securities
Alabama
$24K -$23.6K -3,088 -34%
GWM
30
Geneos Wealth Management
Colorado
$15K +$20.5K +2,677 +195%
VCP
31
Verus Capital Partners
Arizona
$13K +$8.41K +1,100 +51%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$12K -$138 -18 -0.6%
Citigroup
33
Citigroup
New York
$9K -$65.6K -8,572 -79%
FWM
34
Focused Wealth Management
New York
$6K -$2K -262 -14%
WAP
35
Wealthcare Advisory Partners
Pennsylvania
$6K +$11.2K +1,461 New
SFS
36
Sowell Financial Services
Arkansas
$5K -$147K -19,270 -94%
RFM
37
Royal Fund Management
Florida
$4K
CFA
38
Carroll Financial Associates
North Carolina
$3K
CIAS
39
Capital Investment Advisory Services
North Carolina
$2K
William Blair & Company
40
William Blair & Company
Illinois
$2K
AWA
41
Arkadios Wealth Advisors
Georgia
$1.47K +$31 +4 +1%
FHA
42
Flagship Harbor Advisors
Massachusetts
$1K -$375 -49 -24%
BFEC
43
Benjamin F. Edwards & Company
Missouri
$1K
LFG
44
Larson Financial Group
Missouri
$1K +$1.13K +148 New
Rockefeller Capital Management
45
Rockefeller Capital Management
New York
$1K +$1.64K +215 New
APA
46
American Portfolios Advisors
New York
$334 -$2.6K -340 -80%
TRCT
47
Tower Research Capital (TRC)
New York
-$500K -47,310 Closed
IWM
48
IHT Wealth Management
Illinois
-$334K -31,568 Closed
Citadel Advisors
49
Citadel Advisors
Florida
-$277K -26,185 Closed
Baird Financial Group
50
Baird Financial Group
Wisconsin
-$247K -23,348 Closed

FXN Hedge Fund Activity: Q1 2020 in Review

46 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q1 2020, worth a combined $10.1M — down 73% from $36.9M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FXN and 6 opened new positions — a net loss of 14 holders — while 23 trimmed existing stakes and 11 added.

The largest buyer was Wells Fargo, adding an estimated $1.22M. The largest seller was Morgan Stanley, cutting an estimated $5.71M.

  • 46 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q1 2020, down from 62 in Q4 2019.
  • Funds reported $10.1M of First Trust Energy AlphaDEX Fund stock for Q1 2020, down 73% quarter-over-quarter.
  • 6 funds opened new First Trust Energy AlphaDEX Fund positions in Q1 2020 and 20 closed out, a net change of -14 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q1 2020 was Wells Fargo, an estimated $1.22M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q1 2020 was Morgan Stanley, an estimated $5.71M sold.

Based on aggregated 13F filings for Q1 2020.