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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
FWP
201
FAS Wealth Partners
Kansas
$38K – – –
BWM
202
Baystate Wealth Management
Massachusetts
$35K – – –
MA
203
MUFG Americas
New York
$33K +$32.6K +249 New
WA
204
Win Advisors
Florida
$30K +$29.5K +225 New
ADL
205
Asset Dedication LLC
California
$26K -$50.3K -384 -66%
SPWG
206
Sage Private Wealth Group
Illinois
$23K – – –
HPC
207
HM Payson & Co
Maine
$22K – – –
AWM
208
Avior Wealth Management
Nebraska
$19K +$19.3K +147 New
TAM
209
Tucker Asset Management
Colorado
$15.7K +$15.5K +118 New
DWMG
210
DB Wealth Management Group
California
$15K -$17K -130 -53%
CAAS
211
Capital Asset Advisory Services
Michigan
$15K – – –
BWL
212
Bogart Wealth LLC
Virginia
$13K – – –
CWP
213
Concord Wealth Partners
Virginia
$13K – – –
GTAM
214
Global Trust Asset Management
Florida
$13K – – –
IFAM
215
Institutional & Family Asset Management
Colorado
$11K – – –
GIA
216
Goodwin Investment Advisory
Georgia
$9K +$9.17K +70 New
TCWM
217
Total Clarity Wealth Management
Illinois
$6K -$5.5K -42 -48%
APC
218
Aspire Private Capital
North Carolina
$6K – – –
CIAS
219
Capital Investment Advisory Services
North Carolina
$5K – – –
CWM
220
CarsonAllaria Wealth Management
Illinois
$5K +$5.37K +41 New
SBL
221
Sargent Bickham Lagudis
Colorado
$4K – – –
AA
222
AlphaMark Advisors
Kentucky
$3K – – –
ACA
223
Aptus Capital Advisors
Alabama
$3K – – –
EAM
224
Eukles Asset Management
Ohio
$3K – – –
TWC
225
TD Waterhouse Canada
Ontario, Canada
$1.69K +$1.7K +13 New
6 7 8
9
10