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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
WIM
176
Westside Investment Management
California
$34.5K – – –
FWP
177
FAS Wealth Partners
Kansas
$33.5K – – –
BWM
178
Baystate Wealth Management
Massachusetts
$30.3K – – –
CIA
179
Cape Investment Advisory
Georgia
$29K – – –
BCMLT
180
Beacon Capital Management LLC (Tennessee)
Tennessee
$22.8K – – –
ADL
181
Asset Dedication LLC
California
$22K – – –
HPC
182
HM Payson & Co
Maine
$19.1K – – –
BC
183
Barrett & Company
Rhode Island
$17.3K +$15.7K +150 New
RIA
184
Realta Investment Advisors
Delaware
$15.4K +$14K +134 New
LFA
185
Legend Financial Advisors
Pennsylvania
$15.3K – – –
AF
186
Allworth Financial
California
$14.4K – – –
BWL
187
Bogart Wealth LLC
Virginia
$11.5K – – –
TFA
188
Transamerica Financial Advisors
Florida
$11K – – –
IFAM
189
Institutional & Family Asset Management
Colorado
$9.2K – – –
GWSG
190
GPS Wealth Strategies Group
Colorado
$8.86K – – –
CWM
191
CarsonAllaria Wealth Management
Illinois
$8.08K +$105 +1 +1%
TRCT
192
Tower Research Capital (TRC)
New York
$7.02K -$64.9K -621 -91%
TAM
193
Tucker Asset Management
Colorado
$6.9K -$12.7K -121 -67%
FFA
194
Founders Financial Alliance
North Carolina
$6.71K – – –
AWM
195
Avior Wealth Management
Nebraska
$6.33K – – –
RWPA
196
Richard W. Paul & Associates
Michigan
$6.21K -$105K -1,003 -95%
CT
197
Caldwell Trust
Florida
$5.75K +$5.23K +50 New
LFG
198
Larson Financial Group
Missouri
$5.33K +$4.81K +46 New
WP
199
WealthPLAN Partners
Nebraska
$5.29K – – –
JAWM
200
J. Arnold Wealth Management
Ohio
$4.49K -$29.9K -286 -88%
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