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First Trust Technology AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
QPWM
126
Quadrant Private Wealth Management
Pennsylvania
$349K – – –
CBFP
127
Cedar Brook Financial Partners
Ohio
$348K – – –
PAS
128
Park Avenue Securities
New York
$342K -$2.92K -22 -0.9%
ONB
129
Old National Bancorp
Indiana
$339K – – –
TSWM
130
Tyler-Stone Wealth Management
Ohio
$325K – – –
SG
131
StoneX Group
New York
$319K +$63.7K +480 +25%
NP
132
Nilsine Partners
Colorado
$317K – – –
D.E. Shaw & Co
133
D.E. Shaw & Co
New York
$310K +$305K +2,300 New
GRP
134
Global Retirement Partners
California
$310K +$7.96K +60 +3%
ASN
135
Advisory Services Network
Georgia
$309K +$30.6K +231 +11%
Fidelity Investments
136
Fidelity Investments
Massachusetts
$298K +$111K +837 +61%
DWP
137
Destiny Wealth Partners
Florida
$296K – – –
FFN
138
Focus Financial Network
Minnesota
$291K -$429K -3,232 -58%
OC
139
Oppenheimer & Co
New York
$282K – – –
Qube Research & Technologies (QRT)
140
Qube Research & Technologies (QRT)
United Kingdom
$281K -$278K -2,097 -50%
ATC
141
Argent Trust Co
Tennessee
$281K – – –
KDA
142
Kraft Davis & Associates
Missouri
$280K – – –
FC
143
Forte Capital
New York
$280K – – –
RJT
144
Raymond James Trust
Florida
$274K – – –
CPIG
145
Chicago Partners Investment Group
Illinois
$272K +$15.9K +120 +6%
TFS
146
Thoroughbred Financial Services
Tennessee
$270K – – –
IFWM
147
Institute for Wealth Management
Colorado
$270K – – –
IF
148
Intrua Financial
Texas
$265K – – –
CCB
149
Country Club Bank
Missouri
$260K – – –
FTUS
150
Flow Traders U.S.
New York
$255K -$518K -3,908 -67%