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First Trust Technology AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IA
101
IFG Advisory
Georgia
$477K +$417K +5,727 New
SS
102
Simplicity Solutions
Minnesota
$475K -$878K -12,071 -68%
CAN
103
Claraphi Advisory Network
United States
$474K -$278K -3,816 -40%
BPA
104
Beacon Pointe Advisors
California
$474K +$73 +1 +0%
SPIA
105
Steward Partners Investment Advisory
New York
$423K -$2.04K -28 -0.5%
Northwestern Mutual Wealth Management
106
Northwestern Mutual Wealth Management
Wisconsin
$419K +$24.2K +332 +7%
WAP
107
Wealthcare Advisory Partners
Pennsylvania
$413K
WS
108
Wedbush Securities
California
$411K -$2.91K -40 -0.8%
FWM
109
Foresight Wealth Management
Utah
$401K -$53.2K -731 -13%
SWP
110
Stratos Wealth Partners
Ohio
$400K -$2.62K -36 -0.7%
Cetera Investment Advisers
111
Cetera Investment Advisers
Illinois
$398K -$112K -1,542 -24%
SWM
112
SeaCrest Wealth Management
New York
$396K +$4.58K +63 +1%
ATC
113
Argent Trust Co
Tennessee
$385K
RA
114
RFG Advisory
Alabama
$365K -$249K -3,415 -44%
CWS
115
Cypress Wealth Services
California
$353K
RJT
116
Raymond James Trust
Florida
$352K +$61.1K +839 +25%
Bank of Montreal
117
Bank of Montreal
Ontario, Canada
$351K -$25.2K -346 -8%
CCFM
118
Clear Creek Financial Management
Washington
$347K -$78.7K -1,082 -21%
KA
119
Kovack Advisors
Florida
$333K -$190K -2,608 -39%
9WM
120
9258 Wealth Management
Ohio
$331K
RFWA
121
RPg Family Wealth Advisory
Massachusetts
$326K -$191K -2,628 -40%
RIA
122
Regal Investment Advisors
Michigan
$323K +$281K +3,868 New
CA
123
Claro Advisors
Massachusetts
$301K -$801 -11 -0.3%
HIIFS
124
Harel Insurance Investments & Financial Services
Israel
$292K
1W
125
1776 Wealth
Georgia
$281K -$164K -2,248 -40%