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First Trust Technology AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CT
276
Caldwell Trust
Florida
$10.9K – – –
FP
277
Financial Perspectives
Minnesota
$10.9K – – –
GSWM
278
Golden State Wealth Management
California
$10.9K – – –
T
279
Tidemark
California
$10.2K – – –
Allspring Global Investments
280
Allspring Global Investments
North Carolina
$8.45K +$7.99K +41 New
VWA
281
Valued Wealth Advisors
Utah
$7.39K – – –
TAM
282
Tucker Asset Management
Colorado
$6.73K +$6.04K +31 New
Bank of Montreal
283
Bank of Montreal
Ontario, Canada
$6.52K – – –
EAM
284
Eukles Asset Management
Ohio
$5.86K +$390 +2 +8%
FFA
285
Founders Financial Alliance
North Carolina
$5K -$15.2K -78 -77%
ACA
286
Aptus Capital Advisors
Alabama
$5K – – –
LFG
287
Larson Financial Group
Missouri
$4.34K – – –
BWL
288
Bogart Wealth LLC
Virginia
$1.96K – – –
PIS
289
POM Investment Strategies
North Carolina
$1.96K – – –
LF
290
LifeSteps Financial
California
$1.74K +$1.56K +8 New
DFA
291
DHJJ Financial Advisors
Illinois
$1.52K – – –
SS
292
SBI Securities
Japan
$217 +$195 +1 New
IAA
293
Independent Advisor Alliance
North Carolina
– -$4.33M -27,249 Closed
Goldman Sachs
294
Goldman Sachs
New York
– -$819K -5,158 Closed
DWA
295
Dorsey Wright & Associates
California
– -$708K -4,457 Closed
DWP
296
Destiny Wealth Partners
Florida
– -$315K -1,980 Closed
RLWM
297
RF&L Wealth Management
Massachusetts
– -$258K -1,625 Closed
OCPWS
298
One Charles Private Wealth Services
Massachusetts
– -$247K -1,557 Closed
RWM
299
Redstone Wealth Management
Oklahoma
– -$228K -1,437 Closed
WP
300
WealthShield Partners
North Carolina
– -$101K -636 Closed