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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
HNB
226
Huntington National Bank
Ohio
$3.7K – – –
EAM
227
Eukles Asset Management
Ohio
$3.31K – – –
ACA
228
Aptus Capital Advisors
Alabama
$3.04K – – –
GWANC
229
Guardian Wealth Advisors (North Carolina)
North Carolina
$3.04K – – –
PIS
230
POM Investment Strategies
North Carolina
$1.19K – – –
VNA
231
Valley National Advisers
Pennsylvania
$1K – – –
DFA
232
DHJJ Financial Advisors
Illinois
$926 – – –
IAA
233
Independent Advisor Alliance
North Carolina
– -$11.7M -78,957 Closed
NA
234
Navellier & Associates
Nevada
– -$3.33M -22,446 Closed
EFP
235
Elser Financial Planning
Indiana
– -$1.05M -7,087 Closed
Northern Trust
236
Northern Trust
Illinois
– -$634K -4,265 Closed
WIA
237
World Investment Advisors
California
– -$514K -3,460 Closed
AF
238
Apollon Financial
South Carolina
– -$465K -3,130 Closed
SWA
239
Stratos Wealth Advisors
Ohio
– -$324K -2,180 Closed
CA
240
Claro Advisors
Massachusetts
– -$321K -2,162 Closed
TC
241
TownSquare Capital
Utah
– -$260K -1,751 Closed
SAM
242
Secure Asset Management
Michigan
– -$256K -1,722 Closed
CF
243
Convergence Financial
Missouri
– -$241K -1,621 Closed
Fisher Asset Management
244
Fisher Asset Management
Washington
– -$226K -1,520 Closed
IPW
245
Impact Partnership Wealth
Georgia
– -$223K -1,500 Closed
QPW
246
Quantum Private Wealth
Florida
– -$223K -1,500 Closed
KWM
247
Kingsview Wealth Management
Oregon
– -$217K -1,459 Closed
CWS
248
Cypress Wealth Services
California
– -$216K -1,456 Closed
WMA
249
Wealth Management Associates
New Jersey
– -$216K -1,453 Closed
RG
250
Rathbones Group
United Kingdom
– -$213K -1,436 Closed
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10
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