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First Trust Mid Cap Core AlphaDEX Fund

93 hedge funds and large institutions have $368M invested in First Trust Mid Cap Core AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 49 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 21

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

6% more funds holding

Funds holding: 8893 (+5)

3% more capital invested

Capital invested by funds: $356M → $368M (+$12.1M)

0.15% less ownership

Funds ownership: 50.75%50.61% (-0.15%)

Holders
93
Holders Change
+5
Holders Change %
+5.68%
% of All Funds
2.32%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
12
Increased
49
Reduced
21
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CCA
26
Clearwater Capital Advisors
Illinois
$1.9M +$172K +2,963 +10%
JP Morgan Chase
27
JP Morgan Chase
New York
$1.72M +$200K +3,449 +13%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$1.65M +$46.7K +805 +3%
SIAP
29
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.61M +$11.6K +200 +0.7%
LPT
30
Legacy Private Trust
Wisconsin
$1.57M -$1.88M -32,387 -55%
WI
31
Wintrust Investments
Illinois
$1.51M +$295K +5,078 +25%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$1.5M +$137K +2,362 +10%
FDCDDQ
33
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.48M +$1.47M +25,356 New
IWMPD
34
Integrated Wealth Management (Palm Desert)
California
$1.38M +$980K +16,883 +252%
AG
35
Advisor Group
Arizona
$1.33M +$243K +4,182 +23%
PNC
36
Park National Corp
Ohio
$1.32M +$104K +1,800 +9%
PFS
37
Prospera Financial Services
Texas
$1.27M +$52.3K +901 +4%
ICOA
38
Investment Centers of America
North Dakota
$1.18M +$238K +4,101 +25%
HSA
39
HBK Sorce Advisory
Pennsylvania
$851K +$845K +14,565 New
CA
40
Cetera Advisors
Colorado
$812K +$44.2K +761 +6%
VFA
41
Voya Financial Advisors
Connecticut
$801K +$6.67K +115 +0.8%
DADC
42
D.A. Davidson & Co
Montana
$782K -$28.6K -492 -4%
Cetera Investment Advisers
43
Cetera Investment Advisers
Illinois
$769K +$5.57K +96 +0.7%
GS
44
Girard Securities
California
$761K +$146K +2,517 +24%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$735K +$17.5K +301 +2%
SI
46
Stephens Inc
Arkansas
$733K +$68.6K +1,182 +10%
CWM
47
Cornerstone Wealth Management
Missouri
$727K +$62.5K +1,077 +9%
VKH
48
Virtu KCG Holdings
New York
$714K +$394K +6,785 +125%
SB
49
Suntrust Banks
Georgia
$599K +$595K +10,244 New
KA
50
Kovack Advisors
Florida
$558K +$306K +5,269 +123%

FNX Hedge Fund Activity: Q1 2017 in Review

93 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q1 2017, worth a combined $368M — up 3.4% from $356M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FNX positions and 6 closed out — a net gain of 6 holders — while 49 added to existing stakes and 21 trimmed.

The largest buyer was Flow Traders U.S., adding an estimated $3.84M. The largest seller was Astor Investment Management, exiting entirely with an estimated $7.23M sold.

  • 93 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q1 2017, up from 88 in Q4 2016.
  • Funds reported $368M of First Trust Mid Cap Core AlphaDEX Fund stock for Q1 2017, up 3.4% quarter-over-quarter.
  • 12 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q1 2017 and 6 closed out, a net change of +6 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q1 2017 was Flow Traders U.S., an estimated $3.84M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q1 2017 was Astor Investment Management, an estimated $7.23M sold.

Based on aggregated 13F filings for Q1 2017.