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First Trust Mid Cap Core AlphaDEX Fund
FNX

Overview Fund Activity

59 hedge funds and large institutions have $354M invested in First Trust Mid Cap Core AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 30 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
59
Holders Change
+4
Holders Change %
+7.27%
% of All Funds
1.71%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
10
Increased
30
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$58.1M
2
U
2
UBS
Switzerland
$48.8M
3
Wells Fargo
3
Wells Fargo
California
$59.2M
4
LPL Financial
4
LPL Financial
California
$22.5M
5
DWA
5
Dorsey Wright & Associates
California
$28.5M

Top Sellers

1
SG Americas Securities
1
SG Americas Securities
New York
$0
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.93M
3
Deutsche Bank
3
Deutsche Bank
Germany
$1.18M
4
CS
4
Credit Suisse
Switzerland
$0
5
First Trust Advisors
5
First Trust Advisors
Illinois
$895K
Name Market Value Shares Shares
Change 		Shares
Change %
SI
26
Stephens Inc
Arkansas
$1.08M 21,300 -17 -0.1%
OC
27
Oppenheimer & Co
New York
$1.05M 20,849 +7,802 +60%
PAG
28
Private Advisor Group
New Jersey
$927K 18,370 +18,370 New
First Trust Advisors
29
First Trust Advisors
Illinois
$895K 17,743 -15,023 -46%
CFA
30
Cahill Financial Advisors
Minnesota
$840K 16,635 +16,635 New
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$809K 16,032 +493 +3%
BFEC
32
Benjamin F. Edwards & Company
Missouri
$756K 14,990 +13,390 +837%
PI
33
Placemark Investments
Illinois
$487K 9,622 +504 +6%
SI
34
SII Investments
Wisconsin
$432K 8,538 +19 +0.2%
UR
35
USCA RIA
Texas
$422K 8,364 +51 +0.6%
RJT
36
Raymond James Trust
Florida
$422K 8,364 +1,533 +22%
BRWA
37
B. Riley Wealth Advisors
Florida
$399K 7,904 +944 +14%
CS
38
Comerica Securities
Michigan
$382K 7,561 +7,561 New
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$309K 6,115 +3,001 +96%
BAAM
40
Baker Avenue Asset Management
California
$272K 5,400 – –
CP
41
Camelot Portfolios
Ohio
$265K 5,247 +155 +3%
VFS
42
VSR Financial Services
Kansas
$260K 5,148 +407 +9%
HH
43
Hilltop Holdings
Texas
$230K 4,555 – –
WA
44
WFG Advisors
Texas
$188K 3,724 +2 +0.1%
SF
45
Synovus Financial
Georgia
$181K 3,579 – –
NES
46
New England Securities
New York
$160K 3,174 +861 +37%
Creative Planning
47
Creative Planning
Kansas
$142K 2,808 -406 -13%
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$117K 2,321 -102 -4%
WEC
49
Winslow Evans & Crocker
Massachusetts
$42K 831 +831 New
MAS
50
Madden Advisory Services
Florida
$42K 840 +840 New
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2
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