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FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

112 hedge funds and large institutions have $174M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2025 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 39 increasing their positions, 32 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 32

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.97% less ownership

Funds ownership: 22.76% → 21.79% (-0.97%)

3% less capital invested

Capital invested by funds: $179M → $174M (-$5.87M)

3% less funds holding

Funds holding: 115 → 112 (-3)

18% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 17

Holders
112
Holders Change
-3
Holders Change %
-2.61%
% of All Funds
1.36%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
39
Reduced
32
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BA
Bard Associates
Illinois
+$6.08M
2
Stifel Financial
Stifel Financial
Missouri
+$1.98M
3
BPA
Beacon Pointe Advisors
California
+$1.82M
4
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
+$1.19M
5
HWAM
Hennion & Walsh Asset Management
New Jersey
+$500K

Top Sellers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
-$6.47M
2
GP
Gridiron Partners
Pennsylvania
-$5.6M
3
Ameriprise
Ameriprise
Minnesota
-$1.5M
4
SIA
Sit Investment Associates
Minnesota
-$1.45M
5
HighTower Advisors
HighTower Advisors
Illinois
-$604K
Name Holding Trade Value Shares
Change 		Change in
Stake
National Bank of Canada
51
National Bank of Canada
Quebec, Canada
$375K +$378K +22,700 New
Jane Street
52
Jane Street
New York
$353K +$356K +21,406 New
PWM
53
Pines Wealth Management
North Carolina
$338K -$99.7K -5,991 -23%
SWM
54
Spire Wealth Management
Virginia
$335K +$6.58K +395 +2%
SWP
55
Stratos Wealth Partners
Ohio
$335K -$50.5K -3,034 -13%
NA
56
NewEdge Advisors
Louisiana
$319K +$51.5K +3,092 +19%
SCA
57
Sage Capital Advisors
South Dakota
$315K +$6.34K +381 +2%
ICMP
58
Integrated Capital Management (Pennsylvania)
Pennsylvania
$309K -$7.58K -455 -2%
SOS
59
Silver Oak Securities
Tennessee
$298K +$64.9K +3,897 +28%
Janney Montgomery Scott
60
Janney Montgomery Scott
Pennsylvania
$270K +$22.6K +1,356 +9%
KPWS
61
Kestra Private Wealth Services
Texas
$263K +$2.95K +177 +1%
FHC
62
First Heartland Consultants
Missouri
$260K +$5.09K +306 +2%
TIA
63
Tiemann Investment Advisors
California
$254K – – –
ECM
64
Evergreen Capital Management
Washington
$253K – – –
IAIM
65
International Assets Investment Management
Florida
$241K +$183 +11 +0.1%
MHS
66
M Holdings Securities
Oregon
$239K +$241K +14,452 New
NWMP
67
Noble Wealth Management PBC
Colorado
$227K -$508K -30,500 -69%
PWA
68
Prairie Wealth Advisors
Nebraska
$220K -$217K -13,050 Closed
MML Investors Services
69
MML Investors Services
Massachusetts
$218K +$8.81K +529 +4%
PAG
70
Private Advisor Group
New Jersey
$210K -$8.06K -484 -4%
DDC
71
DF Dent & Co
Maryland
$203K – – –
HighTower Advisors
72
HighTower Advisors
Illinois
$200K -$604K -36,276 -75%
CSP
73
Cary Street Partners
Virginia
$194K – – –
STA
74
Summit Trail Advisors
New York
$177K – – –
Rockefeller Capital Management
75
Rockefeller Capital Management
New York
$169K +$2.73K +164 +2%
1 2
3
4 5

FFC Hedge Fund Activity: Q4 2025 in Review

112 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q4 2025, worth a combined $174M — down 3.3% from $179M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FFC and 14 opened new positions — a net loss of 3 holders — while 32 trimmed existing stakes and 39 added.

The largest buyer was Bard Associates, adding an estimated $6.08M. The largest seller was Thomas J. Herzfeld Advisors, exiting entirely with an estimated $6.47M sold.

  • 112 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q4 2025, down from 115 in Q3 2025.
  • Funds reported $174M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q4 2025, down 3.3% quarter-over-quarter.
  • 14 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q4 2025 and 17 closed out, a net change of -3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q4 2025 was Bard Associates, an estimated $6.08M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q4 2025 was Thomas J. Herzfeld Advisors, an estimated $6.47M sold.

Based on aggregated 13F filings for Q4 2025.