Rockefeller Capital Management’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Rockefeller Capital Management’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$208K	Sell	12,754 -29	-0.2%	-$463	﹤0.01%	2587
2026 Q1	$198K	Buy	12,783 +2,551	+25%	+$41.7K	﹤0.01%	2502
2025 Q4	$169K	Buy	10,232 +164	+2%	+$2.73K	﹤0.01%	2462
2025 Q3	$170K	Buy	+10,068	New	+$166K	﹤0.01%	2313
2024 Q1	–	Sell	-104,520	Closed	-$1.45M	–	1686
2023 Q4	$1.45M	Buy	104,520 +88,621	+557%	+$1.17M	﹤0.01%	1023
2023 Q3	$206K	Sell	15,899 -92	-0.6%	-$1.24K	﹤0.01%	1480
2023 Q2	$220K	Sell	15,991 -159	-1%	-$2.18K	﹤0.01%	1617
2023 Q1	$223K	Buy	16,150 +1,178	+8%	+$18.7K	﹤0.01%	1759
2022 Q4	$224K	Buy	14,972 +13,915	+1,316%	+$211K	﹤0.01%	1608
2022 Q3	$15K	Sell	1,057 -6,643	-86%	-$113K	﹤0.01%	2896
2022 Q2	$129K	Buy	7,700 +6,884	+844%	+$125K	﹤0.01%	1816
2022 Q1	$16K	Buy	816 +8	+1%	+$159	﹤0.01%	2821
2021 Q4	$17K	Hold	808	–	–	﹤0.01%	2709
2021 Q3	$17K	Hold	808	–	–	﹤0.01%	2650
2021 Q2	$18K	Buy	+808	New	+$18.5K	﹤0.01%	2524

Other funds holding FFC

Bard Associates Chicago, Illinois $451M AUM 66.6% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Rockefeller Capital Management's FFC Position: Q2 2026 in Review

Rockefeller Capital Management reduced its Flaherty & Crumrine Preferred and Income Securities Fund (FFC) stake by 0.23% in Q2 2026, selling an estimated $463 and leaving 12,754 shares worth $208K. The position accounts for ﹤0.01% of the portfolio, ranked #2587.

Rockefeller Capital Management first reported a position in FFC in Q2 2021 and has held it in 15 quarters since. The position peaked at $1.45M in Q4 2023. 111 funds tracked by Wall St. Rank hold FFC as of Q2 2026.

Rockefeller Capital Management held 12,754 shares of Flaherty & Crumrine Preferred and Income Securities Fund worth $208K as of Q2 2026.
Rockefeller Capital Management sold 29 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q2 2026, an estimated $463.
Flaherty & Crumrine Preferred and Income Securities Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #2587 holding.
Rockefeller Capital Management first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2021 and has held it in 15 quarters since.
Rockefeller Capital Management's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $1.45M in Q4 2023.
111 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.