Rockefeller Capital Management’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$198K	Buy	12,783 +2,551	+25%	+$41.7K	﹤0.01%	2502
2025 Q4	$169K	Buy	10,232 +164	+2%	+$2.73K	﹤0.01%	2462
2025 Q3	$170K	Buy	+10,068	New	+$166K	﹤0.01%	2313
2024 Q1	–	Sell	-104,520	Closed	-$1.45M	–	1686
2023 Q4	$1.45M	Buy	104,520 +88,621	+557%	+$1.17M	﹤0.01%	1023
2023 Q3	$206K	Sell	15,899 -92	-0.6%	-$1.24K	﹤0.01%	1480
2023 Q2	$220K	Sell	15,991 -159	-1%	-$2.18K	﹤0.01%	1617
2023 Q1	$223K	Buy	16,150 +1,178	+8%	+$18.7K	﹤0.01%	1759
2022 Q4	$224K	Buy	14,972 +13,915	+1,316%	+$211K	﹤0.01%	1608
2022 Q3	$15K	Sell	1,057 -6,643	-86%	-$113K	﹤0.01%	2896
2022 Q2	$129K	Buy	7,700 +6,884	+844%	+$125K	﹤0.01%	1816
2022 Q1	$16K	Buy	816 +8	+1%	+$159	﹤0.01%	2821
2021 Q4	$17K	Hold	808	–	–	﹤0.01%	2709
2021 Q3	$17K	Hold	808	–	–	﹤0.01%	2650
2021 Q2	$18K	Buy	+808	New	+$18.5K	﹤0.01%	2524