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FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

108 hedge funds and large institutions have $99M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2023 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 35 increasing their positions, 26 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

35% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 26

14% more funds holding

Funds holding: 95 → 108 (+13)

1.37% more ownership

Funds ownership: 14.75% → 16.12% (+1.4%)

3% more capital invested

Capital invested by funds: $96M → $99M (+$3.02M)

Holders
108
Holders Change
+13
Holders Change %
+13.68%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
35
Reduced
26
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RL
RPO LLC
Connecticut
+$4.34M
2
AA
AQR Arbitrage
Connecticut
+$3.63M
3
BFM
Boothbay Fund Management
New York
+$2.03M
4
PCM
Penserra Capital Management
California
+$1.99M
5
Invesco
Invesco
Georgia
+$1.92M

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$3.06M
2
Morgan Stanley
Morgan Stanley
New York
-$2.37M
3
CW
Connectus Wealth
Ohio
-$1.64M
4
FFWM
Future Financial Wealth Management
Ohio
-$1.61M
5
Cerity Partners
Cerity Partners
New York
-$1.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
PNC Financial Services Group
51
PNC Financial Services Group
Pennsylvania
$288K -$10.8K -800 -3%
MOS
52
MGO One Seven
Ohio
$284K +$295K +21,867 New
RJA
53
Raymond James & Associates
Florida
$273K +$59.1K +4,380 +26%
EAM
54
Eschler Asset Management
United Kingdom
$271K +$282K +20,900 New
SWM
55
Spire Wealth Management
Virginia
$266K +$4.48K +332 +2%
IAIM
56
International Assets Investment Management
Florida
$255K -$1.31K -97 -0.5%
ACI
57
Alpha Cubed Investments
California
$234K – – –
KAS
58
Kestra Advisory Services
Texas
$231K +$2.51K +186 +1%
PAG
59
Private Advisor Group
New Jersey
$222K +$270 +20 +0.1%
CC
60
Claybrook Capital
Massachusetts
$219K – – –
WAP
61
Wealthcare Advisory Partners
Pennsylvania
$209K +$16.9K +1,254 +8%
FSI
62
Flow State Investments
Illinois
$209K +$217K +16,080 New
Rockefeller Capital Management
63
Rockefeller Capital Management
New York
$206K -$1.24K -92 -0.6%
KPWS
64
Kestra Private Wealth Services
Texas
$203K +$39.5K +2,926 +23%
DDC
65
DF Dent & Co
Maryland
$190K +$7.62K +565 +4%
Creative Planning
66
Creative Planning
Kansas
$186K +$35K +2,598 +22%
Stifel Financial
67
Stifel Financial
Missouri
$185K -$17.2K -1,275 -8%
ICMP
68
Integrated Capital Management (Pennsylvania)
Pennsylvania
$181K +$189K +13,989 New
US Bancorp
69
US Bancorp
Minnesota
$180K – – –
CI
70
Ceera Investments
Texas
$170K – – –
JCM
71
Jacobi Capital Management
Pennsylvania
$157K – – –
WCM
72
Whitener Capital Management
North Carolina
$146K +$152K +11,240 New
ASN
73
Advisory Services Network
Georgia
$144K -$64.1K -4,750 -30%
MML Investors Services
74
MML Investors Services
Massachusetts
$144K -$4.33K -321 -3%
LSC
75
Logan Stone Capital
Illinois
$144K +$150K +11,096 New
1 2
3
4 5

FFC Hedge Fund Activity: Q3 2023 in Review

108 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q3 2023, worth a combined $99M — up 3.1% from $96M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FFC positions and 7 closed out — a net gain of 13 holders — while 35 added to existing stakes and 26 trimmed.

The largest buyer was RPO LLC, opening a new position worth an estimated $4.34M. The largest seller was Royal Bank of Canada, cutting an estimated $3.06M.

  • 108 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q3 2023, up from 95 in Q2 2023.
  • Funds reported $99M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q3 2023, up 3.1% quarter-over-quarter.
  • 20 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q3 2023 and 7 closed out, a net change of +13 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q3 2023 was RPO LLC, an estimated $4.34M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q3 2023 was Royal Bank of Canada, an estimated $3.06M sold.

Based on aggregated 13F filings for Q3 2023.