FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

79 hedge funds and large institutions have $97.5M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2018 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 31 increasing their positions, 19 reducing their positions, and 11 closing their positions.

Holders
79
Holders Change
+2
Holders Change %
+2.6%
% of All Funds
1.81%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
13
Increased
31
Reduced
19
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$15.9M
2
AF
2
Affiance Financial
Minnesota
$3.91M
3
WAM
3
Wolverine Asset Management
Illinois
$2.97M
4
RCM
4
Robinson Capital Management
Michigan
$2.58M
5
LPL Financial
5
LPL Financial
California
$3.57M

Top Sellers

1
IH
1
IFC Holdings
Florida
$0
2
UBS Group
2
UBS Group
Switzerland
$1.07M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$723K
4
ADBIC
4
A.D. Beadell Investment Counsel
Wisconsin
$0
5
LCM
5
Laurion Capital Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
NMC
51
Nine Masts Capital
Hong Kong
$143K 7,500 +7,500 New
CAC
52
Certified Advisory Corp
Florida
$139K 7,326 +43 +0.6%
Northwestern Mutual Wealth Management
53
Northwestern Mutual Wealth Management
Wisconsin
$130K 6,825 -1,189 -15%
APA
54
American Portfolios Advisors
New York
$107K 5,620 +17 +0.3%
Deutsche Bank
55
Deutsche Bank
Germany
$101K 5,325 +5,325 New
WEC
56
Winslow Evans & Crocker
Massachusetts
$83.7K 4,406 – –
MCM
57
Mainstay Capital Management
Michigan
$66K 3,500 +2,500 +250%
WC
58
Westwind Capital
New Mexico
$58K 3,074 – –
IWM
59
IHT Wealth Management
Illinois
$45K 2,400 – –
WTB
60
Washington Trust Bank
Washington
$42K 2,234 – –
NSIM
61
North Star Investment Management
Illinois
$40K 2,098 – –
TA
62
Townsend & Associates
Colorado
$38K 2,000 -1,437 -42%
CFA
63
Carroll Financial Associates
North Carolina
$28K 1,485 +685 +86%
SEI Investments
64
SEI Investments
Pennsylvania
$27K 1,417 +900 +174%
SF
65
Synovus Financial
Georgia
$25K 1,297 +1,297 New
Bank of Montreal
66
Bank of Montreal
Ontario, Canada
$23K 1,200 – –
AF
67
Advisornet Financial
Minnesota
$21K 1,100 +1,100 New
Bessemer Group
68
Bessemer Group
New Jersey
$20K 1,050 – –
PCG
69
Private Capital Group
Connecticut
$20K 1,044 +1,044 New
Manulife (Manufacturers Life Insurance)
70
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$19K 1,000 – –
SPIA
71
Steward Partners Investment Advisory
New York
$17K 904 – –
LA
72
Legacy Advisors
Pennsylvania
$13K 700 – –
SLF
73
Sun Life Financial
Ontario, Canada
$11.5K 219 -11,281 -98%
SWP
74
Stratos Wealth Partners
Ohio
$11K 581 +400 +221%
WT
75
Whittier Trust
California
$9K 496 – –
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3
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