FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

77 hedge funds and large institutions have $93.1M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2017 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 20 increasing their positions, 17 reducing their positions, and 7 closing their positions.

Holders
77
Holders Change
+15
Holders Change %
+24.19%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
20
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$1.56M
2
AWM
2
Aevitas Wealth Management
Massachusetts
$1.03M
3
LWS
3
Lucia Wealth Services
California
$758K
4
LPL Financial
4
LPL Financial
California
$1.92M
5
Invesco
5
Invesco
Georgia
$5.16M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$12.4M
2
IH
2
IFC Holdings
Florida
$2.01M
3
BTS
3
BB&T Securities
Virginia
$789K
4
NPC
4
National Planning Corporation
California
$0
5
PAG
5
Private Advisor Group
New Jersey
$236K
Name Market Value Shares Shares
Change 		Shares
Change %
Northwestern Mutual Wealth Management
51
Northwestern Mutual Wealth Management
Wisconsin
$164K 8,014 +1,189 +17%
CAC
52
Certified Advisory Corp
Florida
$149K 7,283 +7,283 New
IA
53
IFP Advisors
Florida
$146K 7,147 – –
APA
54
American Portfolios Advisors
New York
$115K 5,603 +5,603 New
WEC
55
Winslow Evans & Crocker
Massachusetts
$90.1K 4,406 – –
WC
56
Westwind Capital
New Mexico
$63K 3,074 +3,074 New
TA
57
Townsend & Associates
Colorado
$58K 3,437 +3,437 New
STA
58
Summit Trail Advisors
New York
$52K 2,694 +2,694 New
IWM
59
IHT Wealth Management
Illinois
$48K 2,400 – –
WTB
60
Washington Trust Bank
Washington
$46K 2,234 +934 +72%
NSIM
61
North Star Investment Management
Illinois
$43K 2,098 -1,200 -36%
GBT
62
Grove Bank & Trust
Florida
$41K 2,000 +2,000 New
ASN
63
Advisory Services Network
Georgia
$31K 1,536 -47 -3%
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
$25K 1,200 – –
Bessemer Group
65
Bessemer Group
New Jersey
$21K 1,050 +1,050 New
Manulife (Manufacturers Life Insurance)
66
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$20K 1,000 – –
MCM
67
Mainstay Capital Management
Michigan
$20K 1,000 +1,000 New
SPIA
68
Steward Partners Investment Advisory
New York
$18K 904 +654 +262%
CFA
69
Carroll Financial Associates
North Carolina
$16K 800 – –
LA
70
Legacy Advisors
Pennsylvania
$14K 700 +700 New
CIBC Private Wealth Group
71
CIBC Private Wealth Group
Georgia
$12K 600 +600 New
SEI Investments
72
SEI Investments
Pennsylvania
$11K 517 +517 New
WT
73
Whittier Trust
California
$10K 496 -1,404 -74%
AWM
74
Avior Wealth Management
Nebraska
$8K 414 – –
PFGIA
75
Patriot Financial Group Insurance Agency
Massachusetts
$6K 299 +5 +2%
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3
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