FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

73 hedge funds and large institutions have $95.6M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2017 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 27 reducing their positions, and 11 closing their positions.

Holders
73
Holders Change
-3
Holders Change %
-3.95%
% of All Funds
1.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
22
Reduced
27
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$11M
2
Ameriprise
2
Ameriprise
Minnesota
$2.09M
3
RCM
3
Robinson Capital Management
Michigan
$2.08M
4
FFEC
4
First Financial Equity Corporation
Arizona
$808K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$10.3M

Top Sellers

1
LCM
1
Laurion Capital Management
New York
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$5.92M
3
Wells Fargo
3
Wells Fargo
California
$3.65M
4
VKH
4
Virtu KCG Holdings
New York
$0
5
Millennium Management
5
Millennium Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SF
51
Synovus Financial
Georgia
$77K 3,751 -505 -12%
NSIM
52
North Star Investment Management
Illinois
$68K 3,298 – –
IWM
53
IHT Wealth Management
Illinois
$67K 3,258 -434 -12%
DADC
54
D.A. Davidson & Co
Montana
$48K 2,350 -75 -3%
LWM
55
Lenox Wealth Management
Ohio
$40K 1,950 – –
WT
56
Whittier Trust
California
$39K 1,900 -267 -12%
ASN
57
Advisory Services Network
Georgia
$29K 1,390 +1,390 New
AAM
58
Advisors Asset Management
Colorado
$28K 1,360 -144 -10%
NFG
59
Next Financial Group
Texas
$25K 1,175 -225 -16%
Bank of Montreal
60
Bank of Montreal
Ontario, Canada
$25K 1,200 – –
Manulife (Manufacturers Life Insurance)
61
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$21K 1,000 -100 -9%
PFGIA
62
Patriot Financial Group Insurance Agency
Massachusetts
$17K 815 +12 +1%
CFA
63
Carroll Financial Associates
North Carolina
$16K 800 – –
WTB
64
Washington Trust Bank
Washington
$13K 650 – –
PMFA
65
Plante Moran Financial Advisors
Michigan
$13K 635 +635 New
PCM
66
Penserra Capital Management
California
$12K 620 -83 -12%
PSW
67
Portfolio Strategies (Washington)
Washington
$12K 600 – –
SLF
68
Sun Life Financial
Ontario, Canada
$11.5K 236 +236 New
FFC
69
First Financial Corp
Indiana
$9K 414 +414 New
BIG
70
Bellwether Investment Group
Tennessee
$5K 255 – –
CFD
71
Creative Financial Designs
Indiana
$4K 200 – –
OSNBOA
72
Old Second National Bank of Aurora
Illinois
$3K 150 – –
AWM
73
Avior Wealth Management
Nebraska
$3K 414 – –
LCM
74
Laurion Capital Management
New York
– – -133,519 Closed
VKH
75
Virtu KCG Holdings
New York
– – -19,197 Closed
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3
4