FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

93 hedge funds and large institutions have $126M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 36 increasing their positions, 25 reducing their positions, and 11 closing their positions.

Holders
93
Holders Change
–
Holders Change %
0%
% of All Funds
2.04%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
11
Increased
36
Reduced
25
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAG
1
Csenge Advisory Group
Florida
$8.26M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.04M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$6.42M
4
LPL Financial
4
LPL Financial
California
$2.66M
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$2.64M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$487K
2
Cohen & Steers
2
Cohen & Steers
New York
$6.02M
3
Invesco
3
Invesco
Georgia
$7.35M
4
Ameriprise
4
Ameriprise
Minnesota
$4.24M
5
AFA
5
American Financial Advisors
Georgia
$1.06M
Name Market Value Shares Shares
Change 		Shares
Change %
AFA
26
American Financial Advisors
Georgia
$1.06M 50,536 -40,353 -44%
RJA
27
Raymond James & Associates
Florida
$1.04M 49,781 +7,672 +18%
Stifel Financial
28
Stifel Financial
Missouri
$989K 47,152 -8,772 -16%
ARG
29
Advisory Resource Group
Oklahoma
$975K 46,540 -3,228 -6%
BTS
30
BB&T Securities
Virginia
$921K 44,053 +2,220 +5%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$777K 37,085 -1,691 -4%
SFS
32
Sowell Financial Services
Arkansas
$726K 34,653 +34,653 New
TIA
33
Tiemann Investment Advisors
California
$723K 34,525 +5,500 +19%
Thrivent Financial for Lutherans
34
Thrivent Financial for Lutherans
Minnesota
$712K 33,995 +1,620 +5%
WS
35
Wedbush Securities
California
$668K 31,892 +9,368 +42%
PAG
36
Private Advisor Group
New Jersey
$633K 30,215 +341 +1%
AW
37
ACG Wealth
Georgia
$605K 28,887 +28,887 New
BA
38
Bard Associates
Illinois
$534K 25,475 -1,750 -6%
TWM
39
Titus Wealth Management
California
$534K 25,500 – –
AI
40
Atria Investments
North Carolina
$517K 24,698 +4,403 +22%
TF
41
Trek Financial
Arizona
$517K 24,698 +8,078 +49%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$494K 23,574 +4,733 +25%
OA
43
Oxbow Advisors
Texas
$487K 23,231 -147,392 -86%
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$487K 23,200 – –
BAM
45
Belpointe Asset Management
Nevada
$468K 26,294 +721 +3%
OC
46
Oppenheimer & Co
New York
$438K 20,887 – –
DC
47
Davenport & Co
Virginia
$408K 20,478 – –
GWM
48
Geneos Wealth Management
Colorado
$376K 18,019 +8 +0%
CF
49
Centaurus Financial
California
$360K 17,176 +1,339 +8%
AWM
50
Aevitas Wealth Management
Massachusetts
$337K 16,072 +77 +0.5%
1
2
3 4 5