FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

79 hedge funds and large institutions have $97.5M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2018 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 31 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
79
Holders Change
+2
Holders Change %
+2.6%
% of All Funds
1.81%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
13
Increased
31
Reduced
19
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$15.9M
2
AF
2
Affiance Financial
Minnesota
$3.91M
3
WAM
3
Wolverine Asset Management
Illinois
$2.97M
4
RCM
4
Robinson Capital Management
Michigan
$2.58M
5
LPL Financial
5
LPL Financial
California
$3.57M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$1.07M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$723K
3
ADBIC
3
A.D. Beadell Investment Counsel
Wisconsin
$0
4
LCM
4
Laurion Capital Management
New York
$0
5
CAN
5
Cetera Advisor Networks
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
26
Raymond James Financial Services Advisors
Florida
$723K -$1.94M -101,879 -73%
BTS
27
BB&T Securities
Virginia
$709K -$23.9K -1,261 -3%
UCFA
28
United Capital Financial Advisors
Texas
$680K +$5.21K +274 +0.8%
TWM
29
Titus Wealth Management
California
$663K +$459K +23,248 +225%
PAG
30
Private Advisor Group
New Jersey
$657K +$434K +22,835 +195%
OC
31
Oppenheimer & Co
New York
$578K -$10.7K -564 -2%
BA
32
Bard Associates
Illinois
$550K -$87.9K -4,625 -14%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$491K +$93.3K +4,900 +23%
SPC
34
Sigma Planning Corp
Michigan
$412K -$21.2K -1,116 -5%
HighTower Advisors
35
HighTower Advisors
Illinois
$399K +$200K +10,506 +100%
Creative Planning
36
Creative Planning
Kansas
$387K +$387K +20,382 New
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$378K -$23.1K -1,215 -6%
FAAS
38
First Allied Advisory Services
California
$331K +$31.9K +1,685 +11%
SIA
39
Sit Investment Associates
Minnesota
$285K – – –
CAN
40
Claraphi Advisory Network
United States
$276K +$62.7K +3,300 +29%
CWA
41
Clarus Wealth Advisors
Arizona
$269K +$31.5K +1,657 +13%
CF
42
Centaurus Financial
California
$229K +$229K +12,036 New
GWM
43
Geneos Wealth Management
Colorado
$224K -$26.4K -1,389 -11%
WAM
44
Weiss Asset Management
Massachusetts
$204K +$204K +10,717 New
WS
45
Wedbush Securities
California
$199K +$199K +10,467 New
SBIA
46
Sheaff Brock Investment Advisors
Indiana
$197K +$1.86K +98 +1%
US Bancorp
47
US Bancorp
Minnesota
$162K – – –
SWM
48
SeaCrest Wealth Management
New York
$154K -$3.39K -178 -2%
IA
49
IFP Advisors
Florida
$146K – – –
JCM
50
Jacobi Capital Management
Pennsylvania
$145K -$17.2K -916 -11%
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