We are live on ! Find out more
ERC

Allspring Multi-Sector Income Fund
ERC

61 hedge funds and large institutions have $84.1M invested in Allspring Multi-Sector Income Fund in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

13% more funds holding

Funds holding: 54 → 61 (+7)

6% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 18

0.82% less ownership

Funds ownership: 21.79% → 20.96% (-0.82%)

12% less capital invested

Capital invested by funds: $95.6M → $84.1M (-$11.5M)

Holders
61
Holders Change
+7
Holders Change %
+12.96%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
19
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$1.42M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.08M
3
NMC
Nine Masts Capital
Hong Kong
+$1.01M
4
Stifel Financial
Stifel Financial
Missouri
+$860K
5
GC
Guggenheim Capital
Illinois
+$684K

Top Sellers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
-$11.4M
2
PPA
Parametric Portfolio Associates
Washington
-$2.94M
3
CCP
Clough Capital Partners
Massachusetts
-$1.03M
4
LCM
Laurion Capital Management
New York
-$493K
5
UBS Group
UBS Group
Switzerland
-$458K
Name Holding Trade Value Shares
Change 		Change in
Stake
QCIG
51
Quad-Cities Investment Group
Iowa
$29K -$28.3K -2,264 -49%
RIA
52
RPG Investment Advisory
California
$29K +$29.7K +2,375 New
CFA
53
Carroll Financial Associates
North Carolina
$27K – – –
SSB
54
Sandy Spring Bank
Maryland
$21K – – –
FWM
55
Focused Wealth Management
New York
$18K – – –
BI
56
Bramshill Investments
Florida
$17K +$17.5K +1,400 New
Wells Fargo
57
Wells Fargo
California
$13K -$12.2K -979 -47%
SPIA
58
Steward Partners Investment Advisory
New York
$11K -$25.8K -2,065 -70%
FIA
59
FNY Investment Advisers
New York
$8K – – –
WSTAM
60
Wilbanks Smith & Thomas Asset Management
Virginia
$5K +$4.88K +390 New
LCM
61
Laurion Capital Management
New York
– -$493K -39,471 Closed
AAM
62
Advisors Asset Management
Colorado
– -$248K -19,884 Closed
Janney Montgomery Scott
63
Janney Montgomery Scott
Pennsylvania
– -$129K -10,329 Closed
CF
64
Centaurus Financial
California
– -$19K -1,525 Closed
RWA
65
Ropes Wealth Advisors
Massachusetts
– -$12K -1,000 Closed
1 2
3

ERC Hedge Fund Activity: Q3 2018 in Review

61 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q3 2018, worth a combined $84.1M — down 12% from $95.6M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new ERC positions and 5 closed out — a net gain of 7 holders — while 19 added to existing stakes and 18 trimmed.

The largest buyer was Ameriprise, adding an estimated $1.42M. The largest seller was Sit Investment Associates, cutting an estimated $11.4M.

  • 61 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q3 2018, up from 54 in Q2 2018.
  • Funds reported $84.1M of Allspring Multi-Sector Income Fund stock for Q3 2018, down 12% quarter-over-quarter.
  • 12 funds opened new Allspring Multi-Sector Income Fund positions in Q3 2018 and 5 closed out, a net change of +7 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q3 2018 was Ameriprise, an estimated $1.42M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q3 2018 was Sit Investment Associates, an estimated $11.4M sold.

Based on aggregated 13F filings for Q3 2018.