ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

61 hedge funds and large institutions have $84.1M invested in Allspring Multi-Sector Income Fund in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
61
Holders Change
+7
Holders Change %
+12.96%
% of All Funds
1.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
19
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$1.36M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.05M
3
NMC
Nine Masts Capital
Hong Kong
+$980K
4
Stifel Financial
Stifel Financial
Missouri
+$838K
5
GC
Guggenheim Capital
Illinois
+$665K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$11.1M
2
PPA
Parametric Portfolio Associates
Washington
-$2.86M
3
CCP
Clough Capital Partners
Massachusetts
-$1M
4
LCM
Laurion Capital Management
New York
-$493K
5
UBS Group
UBS Group
Switzerland
-$445K
Name Holding Trade Value Shares
Change 		Shares
Change %
QCIG
51
Quad-Cities Investment Group
Iowa
$29K -$28.3K -2,264 -49%
RIA
52
RPG Investment Advisory
California
$29K +$29K +2,375 New
CFA
53
Carroll Financial Associates
North Carolina
$27K – – –
SSB
54
Sandy Spring Bank
Maryland
$21K – – –
FWM
55
Focused Wealth Management
New York
$18K – – –
BI
56
Bramshill Investments
Florida
$17K +$17K +1,400 New
Wells Fargo
57
Wells Fargo
California
$13K -$11.3K -979 -47%
SPIA
58
Steward Partners Investment Advisory
New York
$11K -$26.1K -2,065 -70%
FIA
59
FNY Investment Advisers
New York
$8K – – –
WSTAM
60
Wilbanks Smith & Thomas Asset Management
Virginia
$5K +$5K +390 New
LCM
61
Laurion Capital Management
New York
– -$493K -39,471 Closed
AAM
62
Advisors Asset Management
Colorado
– -$248K -19,884 Closed
Janney Montgomery Scott
63
Janney Montgomery Scott
Pennsylvania
– -$129K -10,329 Closed
CF
64
Centaurus Financial
California
– -$19K -1,525 Closed
RWA
65
Ropes Wealth Advisors
Massachusetts
– -$12K -1,000 Closed
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