ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

70 hedge funds and large institutions have $168M invested in Allspring Multi-Sector Income Fund in 2015 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 26 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+6
Holders Change %
+9.38%
% of All Funds
1.84%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
11
Increased
26
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$41.3M
2
NL
NWAM LLC
Washington
$4.03M
3
Citigroup
Citigroup
New York
$4.15M
4
LCM
Landscape Capital Management
New Jersey
$3.26M
5
KIG
Kovitz Investment Group
Illinois
$1.5M

Top Sellers

1
DA
Doliver Advisors
Texas
$0
2
UBS Group
UBS Group
Switzerland
$7.18M
3
CRC
Curi RMB Capital
Illinois
$579K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$2.72M
5
Bank of America
Bank of America
North Carolina
$1.89M
Name Holding Trade Value Shares
Change 		Shares
Change %
ICAS
51
Investors Capital Advisory Services
Massachusetts
$151K -$21.4K -1,895 -12%
Goldman Sachs
52
Goldman Sachs
New York
$134K – – –
NPC
53
National Planning Corporation
California
$124K +$124K +11,163 New
IA
54
IFP Advisors
Florida
$99K +$99K +8,752 New
WEC
55
Winslow Evans & Crocker
Massachusetts
$53.7K -$16.8K -1,488 -24%
Wells Fargo
56
Wells Fargo
California
$46K +$12.8K +1,140 +39%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$35K +$181 +16 +0.5%
SSB
58
Sandy Spring Bank
Maryland
$28K -$28K -2,500 -50%
Bank of Montreal
59
Bank of Montreal
Ontario, Canada
$25K – – –
IWM
60
Integrated Wealth Management
California
$23K – – –
AIA
61
Allegis Investment Advisors
Idaho
$23K +$23K +2,016 New
CFA
62
Carroll Financial Associates
North Carolina
$19K – – –
MFS
63
MSI Financial Services
Massachusetts
$18K -$13.9K -1,203 -44%
FWM
64
Focused Wealth Management
New York
$18K +$1.47K +133 +9%
Creative Planning
65
Creative Planning
Kansas
$10K – – –
JWA
66
JFS Wealth Advisors
Pennsylvania
$9K – – –
PCM
67
Penserra Capital Management
California
$6K +$6K +487 New
TJHA
68
Thomas J. Herzfeld Advisors
Florida
$3K – – –
DA
69
Doliver Advisors
Texas
– -$1.13M -99,765 Closed
FFA
70
First Foundation Advisors
California
– -$184K -16,210 Closed
OA
71
Oxbow Advisors
Texas
– -$183K -16,135 Closed
SGCA
72
Steel Grove Capital Advisors
Tennessee
– -$124K -10,830 Closed
TRCT
73
Tower Research Capital (TRC)
New York
– -$2K -176 Closed
HNB
74
Huntington National Bank
Ohio
– -$7K – –
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