ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

63 hedge funds and large institutions have $217M invested in Allspring Multi-Sector Income Fund in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
+3
Holders Change %
+5%
% of All Funds
1.58%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
10
Increased
21
Reduced
19
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$78.9M
2
SIA
2
Sit Investment Associates
Minnesota
$36.5M
3
UBS Group
3
UBS Group
Switzerland
$14.7M
4
COLIM
4
City of London Investment Management
United Kingdom
$1.63M
5
LCM
5
Landscape Capital Management
New Jersey
$2.59M

Top Sellers

1
Citigroup
1
Citigroup
New York
$23K
2
LCM
2
Laurion Capital Management
New York
$976K
3
Kovitz Investment Group Partners
3
Kovitz Investment Group Partners
Illinois
$0
4
CRC
4
Curi RMB Capital
Illinois
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$3.57M
Name Holding Trade Value Shares
Change 		Shares
Change %
LCM
26
Laurion Capital Management
New York
$976K -$4.74M -369,697 -83%
LPL Financial
27
LPL Financial
California
$668K +$50.3K +3,899 +8%
AA
28
Ancora Advisors
Ohio
$628K +$628K +49,000 New
AMH
29
Apollo Management Holdings
New York
$565K – – –
RJFSA
30
Raymond James Financial Services Advisors
Florida
$545K +$57.4K +4,472 +12%
DA
31
Doliver Advisors
Texas
$536K +$255K +19,895 +91%
YCM
32
Yakira Capital Management
Connecticut
$514K +$514K +40,100 New
CAS
33
Cue Advisory Services
Arizona
$505K -$332K -25,875 -40%
SI
34
SII Investments
Wisconsin
$497K -$9.01K -700 -2%
GC
35
Guggenheim Capital
Illinois
$496K -$29.3K -2,284 -6%
Millennium Management
36
Millennium Management
New York
$462K +$462K +36,023 New
CCP
37
Clough Capital Partners
Massachusetts
$409K +$409K +31,900 New
RJT
38
Raymond James Trust
Florida
$383K – – –
CL
39
CSS LLC
Illinois
$349K +$349K +27,230 New
ACP
40
Aviance Capital Partners
Florida
$332K +$73.2K +5,696 +28%
MIG
41
Mariner Investment Group
New York
$321K +$321K +25,000 New
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$219K -$189K -14,700 -46%
SBIA
43
Sheaff Brock Investment Advisors
Indiana
$204K +$204K +15,915 New
AG
44
Advisor Group
Arizona
$190K -$24.4K -1,900 -11%
HCM
45
Hollencrest Capital Management
California
$184K – – –
TSS
46
Two Sigma Securities
New York
$152K +$152K +11,872 New
WS
47
Wedbush Securities
California
$146K +$146K +11,417 New
IA
48
IFP Advisors
Florida
$107K -$5.84K -456 -5%
MFS
49
MSI Financial Services
Massachusetts
$72K +$54.1K +4,199 +302%
WEC
50
Winslow Evans & Crocker
Massachusetts
$60.9K – – –
1
2
3