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ERC

Allspring Multi-Sector Income Fund
ERC

60 hedge funds and large institutions have $213M invested in Allspring Multi-Sector Income Fund in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

8% more capital invested

Capital invested by funds: $198M → $213M (+$15.3M)

5% more funds holding

Funds holding: 57 → 60 (+3)

1.88% more ownership

Funds ownership: 37.15% → 39.03% (+1.9%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
60
Holders Change
+3
Holders Change %
+5.26%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
10
Increased
20
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
+$6.51M
2
LCM
Laurion Capital Management
New York
+$2.62M
3
SCM
Saba Capital Management
New York
+$2.14M
4
UBS Group
UBS Group
Switzerland
+$1.07M
5
IA
Icon Advisers
Colorado
+$1.05M

Top Sellers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
-$1.99M
2
1CP
1607 Capital Partners
Virginia
-$1.91M
3
Deutsche Bank
Deutsche Bank
Germany
-$1.01M
4
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
-$759K
5
AA
AQR Arbitrage
Connecticut
-$616K
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$1.11M +$274K +21,250 +33%
CAS
27
Cue Advisory Services
Arizona
$846K +$38.8K +3,000 +5%
CRC
28
Curi RMB Capital
Illinois
$715K +$712K +55,149 New
LPL Financial
29
LPL Financial
California
$620K -$6.3K -488 -1%
AMH
30
Apollo Management Holdings
New York
$571K +$569K +44,057 New
GC
31
Guggenheim Capital
Illinois
$531K -$139K -10,757 -21%
SI
32
SII Investments
Wisconsin
$510K – – –
RJFSA
33
Raymond James Financial Services Advisors
Florida
$493K +$20.2K +1,565 +4%
COLIM
34
City of London Investment Management
United Kingdom
$428K – – –
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$412K -$40K -3,100 -9%
RJT
36
Raymond James Trust
Florida
$387K -$4.17K -323 -1%
SFS
37
Shaker Financial Services
Virginia
$303K +$302K +23,381 New
DA
38
Doliver Advisors
Texas
$283K +$282K +21,853 New
ACP
39
Aviance Capital Partners
Florida
$261K -$81.1K -6,277 -24%
AG
40
Advisor Group
Arizona
$216K -$12.4K -963 -5%
HCM
41
Hollencrest Capital Management
California
$186K – – –
Wells Fargo
42
Wells Fargo
California
$182K -$9.7K -751 -5%
Fiera Capital (Canada)
43
Fiera Capital (Canada)
Quebec, Canada
$165K +$164K +12,712 New
IA
44
IFP Advisors
Florida
$114K +$3.88K +300 +4%
WEC
45
Winslow Evans & Crocker
Massachusetts
$61.6K – – –
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$41K +$129 +10 +0.3%
SSB
47
Sandy Spring Bank
Maryland
$32K – – –
CFA
48
Carroll Financial Associates
North Carolina
$28K – – –
FWM
49
Focused Wealth Management
New York
$19K – – –
MFS
50
MSI Financial Services
Massachusetts
$18K – – –
1
2
3

ERC Hedge Fund Activity: Q3 2016 in Review

60 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q3 2016, worth a combined $213M — up 7.7% from $198M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new ERC positions and 6 closed out — a net gain of 4 holders — while 20 added to existing stakes and 18 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $6.51M. The largest seller was Raymond James & Associates, cutting an estimated $1.99M.

  • 60 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q3 2016, up from 57 in Q2 2016.
  • Funds reported $213M of Allspring Multi-Sector Income Fund stock for Q3 2016, up 7.7% quarter-over-quarter.
  • 10 funds opened new Allspring Multi-Sector Income Fund positions in Q3 2016 and 6 closed out, a net change of +4 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q3 2016 was Sit Investment Associates, an estimated $6.51M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q3 2016 was Raymond James & Associates, an estimated $1.99M sold.

Based on aggregated 13F filings for Q3 2016.