ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

60 hedge funds and large institutions have $213M invested in Allspring Multi-Sector Income Fund in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
+3
Holders Change %
+5.26%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
10
Increased
20
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$32M
2
LCM
2
Laurion Capital Management
New York
$5.78M
3
SCM
3
Saba Capital Management
New York
$74.4M
4
UBS Group
4
UBS Group
Switzerland
$12.9M
5
IA
5
Icon Advisers
Colorado
$3.39M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$5.59M
2
1CP
2
1607 Capital Partners
Virginia
$0
3
Deutsche Bank
3
Deutsche Bank
Germany
$0
4
State of New Jersey Common Pension Fund D
4
State of New Jersey Common Pension Fund D
New Jersey
$0
5
AA
5
AQR Arbitrage
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$1.11M +$276K +21,250 +33%
CAS
27
Cue Advisory Services
Arizona
$846K +$38.9K +3,000 +5%
CRC
28
Curi RMB Capital
Illinois
$715K +$715K +55,149 New
LPL Financial
29
LPL Financial
California
$620K -$6.32K -488 -1%
AMH
30
Apollo Management Holdings
New York
$571K +$571K +44,057 New
GC
31
Guggenheim Capital
Illinois
$531K -$140K -10,757 -21%
SI
32
SII Investments
Wisconsin
$510K – – –
RJFSA
33
Raymond James Financial Services Advisors
Florida
$493K +$20.3K +1,565 +4%
COLIM
34
City of London Investment Management
United Kingdom
$428K – – –
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$412K -$40.2K -3,100 -9%
RJT
36
Raymond James Trust
Florida
$387K -$4.19K -323 -1%
SFS
37
Shaker Financial Services
Virginia
$303K +$303K +23,381 New
DA
38
Doliver Advisors
Texas
$283K +$283K +21,853 New
ACP
39
Aviance Capital Partners
Florida
$261K -$81.3K -6,277 -24%
AG
40
Advisor Group
Arizona
$216K -$12.5K -963 -5%
HCM
41
Hollencrest Capital Management
California
$186K – – –
Wells Fargo
42
Wells Fargo
California
$182K -$9.73K -751 -5%
Fiera Capital (Canada)
43
Fiera Capital (Canada)
Quebec, Canada
$165K +$165K +12,712 New
IA
44
IFP Advisors
Florida
$114K +$3.88K +300 +4%
WEC
45
Winslow Evans & Crocker
Massachusetts
$61.6K – – –
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$41K +$130 +10 +0.3%
SSB
47
Sandy Spring Bank
Maryland
$32K – – –
CFA
48
Carroll Financial Associates
North Carolina
$28K – – –
FWM
49
Focused Wealth Management
New York
$19K – – –
MFS
50
MSI Financial Services
Massachusetts
$18K – – –
1
2
3