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ERC

Allspring Multi-Sector Income Fund
ERC

64 hedge funds and large institutions have $140M invested in Allspring Multi-Sector Income Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

17% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 18

12% more funds holding

Funds holding: 57 → 64 (+7)

4.14% more ownership

Funds ownership: 25.15% → 29.3% (+4.1%)

1% less capital invested

Capital invested by funds: $141M → $140M (-$1.46M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
64
Holders Change
+7
Holders Change %
+12.28%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
11
Increased
21
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$7.37M
2
SIA
Sit Investment Associates
Minnesota
+$6.39M
3
SCM
Saba Capital Management
New York
+$6.23M
4
RJA
Raymond James & Associates
Florida
+$3.48M
5
RCM
Rivernorth Capital Management
Florida
+$2.27M

Top Sellers

Rank Fund Capital Flow
1
NL
NWAM LLC
Washington
-$5.71M
2
UBS Group
UBS Group
Switzerland
-$3.06M
3
SFS
Shaker Financial Services
Virginia
-$1.28M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$772K
5
PAM
Panagora Asset Management
Massachusetts
-$415K
Name Holding Trade Value Shares
Change 		Change in
Stake
YMRC
26
Yorktown Management & Research Company
Virginia
$942K – – –
CAS
27
Cue Advisory Services
Arizona
$934K -$173K -14,270 -15%
COLIM
28
City of London Investment Management
United Kingdom
$932K – – –
GC
29
Guggenheim Capital
Illinois
$840K -$74.1K -6,103 -8%
MIG
30
Mariner Investment Group
New York
$828K +$886K +72,992 New
BA
31
BlackRock Advisors
Delaware
$807K – – –
RJFSA
32
Raymond James Financial Services Advisors
Florida
$676K +$723K +59,557 New
Stifel Financial
33
Stifel Financial
Missouri
$666K -$63.7K -5,245 -8%
LPL Financial
34
LPL Financial
California
$470K -$85K -7,001 -15%
SI
35
SII Investments
Wisconsin
$450K – – –
SFS
36
Shaker Financial Services
Virginia
$407K -$1.28M -105,465 -75%
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$400K – – –
AAM
38
Advisors Asset Management
Colorado
$393K +$1.71K +141 +0.4%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$307K -$3.25K -268 -1%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$290K -$92.4K -7,615 -23%
RJT
41
Raymond James Trust
Florida
$246K +$263K +21,657 New
VKH
42
Virtu KCG Holdings
New York
$245K +$262K +21,585 New
AIG
43
American International Group
New York
$197K -$28.8K -2,373 -12%
FFA
44
First Foundation Advisors
California
$184K -$6.43K -530 -3%
OA
45
Oxbow Advisors
Texas
$183K -$1.33K -110 -0.7%
ICAS
46
Investors Capital Advisory Services
Massachusetts
$173K +$534 +44 +0.3%
HCM
47
Hollencrest Capital Management
California
$163K – – –
Goldman Sachs
48
Goldman Sachs
New York
$134K -$256K -21,109 -64%
SGCA
49
Steel Grove Capital Advisors
Tennessee
$124K – – –
WEC
50
Winslow Evans & Crocker
Massachusetts
$70.8K +$437 +36 +0.6%
1
2
3

ERC Hedge Fund Activity: Q3 2015 in Review

64 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q3 2015, worth a combined $140M — down 1% from $141M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new ERC positions and 4 closed out — a net gain of 7 holders — while 21 added to existing stakes and 18 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $7.37M. The largest seller was NWAM LLC, exiting entirely with an estimated $5.71M sold.

  • 64 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q3 2015, up from 57 in Q2 2015.
  • Funds reported $140M of Allspring Multi-Sector Income Fund stock for Q3 2015, down 1% quarter-over-quarter.
  • 11 funds opened new Allspring Multi-Sector Income Fund positions in Q3 2015 and 4 closed out, a net change of +7 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q3 2015 was Invesco, an estimated $7.37M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q3 2015 was NWAM LLC, an estimated $5.71M sold.

Based on aggregated 13F filings for Q3 2015.