ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

64 hedge funds and large institutions have $140M invested in Allspring Multi-Sector Income Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+7
Holders Change %
+12.28%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
11
Increased
21
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$6.89M
2
SIA
2
Sit Investment Associates
Minnesota
$15.5M
3
SCM
3
Saba Capital Management
New York
$25.6M
4
RJA
4
Raymond James & Associates
Florida
$6.58M
5
RCM
5
Rivernorth Capital Management
Florida
$13.7M

Top Sellers

1
NL
1
NWAM LLC
Washington
$0
2
UBS Group
2
UBS Group
Switzerland
$8.33M
3
SFS
3
Shaker Financial Services
Virginia
$407K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.62M
5
PAM
5
Panagora Asset Management
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
YMRC
26
Yorktown Management & Research Company
Virginia
$942K – – –
CAS
27
Cue Advisory Services
Arizona
$934K -$162K -14,270 -15%
COLIM
28
City of London Investment Management
United Kingdom
$932K – – –
GC
29
Guggenheim Capital
Illinois
$840K -$69.3K -6,103 -8%
MIG
30
Mariner Investment Group
New York
$828K +$828K +72,992 New
BA
31
BlackRock Advisors
Delaware
$807K – – –
RJFSA
32
Raymond James Financial Services Advisors
Florida
$676K +$676K +59,557 New
Stifel Financial
33
Stifel Financial
Missouri
$666K -$59.5K -5,245 -8%
LPL Financial
34
LPL Financial
California
$470K -$80.3K -7,001 -15%
SI
35
SII Investments
Wisconsin
$450K – – –
SFS
36
Shaker Financial Services
Virginia
$407K -$1.2M -105,465 -75%
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$400K – – –
AAM
38
Advisors Asset Management
Colorado
$393K +$1.6K +141 +0.4%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$307K -$3.04K -268 -1%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$290K -$86.4K -7,615 -23%
RJT
41
Raymond James Trust
Florida
$246K +$246K +21,657 New
VKH
42
Virtu KCG Holdings
New York
$245K +$245K +21,585 New
AIG
43
American International Group
New York
$197K -$26.9K -2,373 -12%
FFA
44
First Foundation Advisors
California
$184K -$6.02K -530 -3%
OA
45
Oxbow Advisors
Texas
$183K -$1.25K -110 -0.7%
ICAS
46
Investors Capital Advisory Services
Massachusetts
$173K +$499 +44 +0.3%
HCM
47
Hollencrest Capital Management
California
$163K – – –
Goldman Sachs
48
Goldman Sachs
New York
$134K -$239K -21,109 -64%
SGCA
49
Steel Grove Capital Advisors
Tennessee
$124K – – –
WEC
50
Winslow Evans & Crocker
Massachusetts
$70.8K +$408 +36 +0.6%
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2
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