ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

56 hedge funds and large institutions have $137M invested in Allspring Multi-Sector Income Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 27 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
-6
Holders Change %
-9.68%
% of All Funds
1.63%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
27
Reduced
17
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$3.48M
2
Morgan Stanley
Morgan Stanley
New York
+$1.04M
3
U
UBS
Switzerland
+$736K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$384K
5
SFS
Shaker Financial Services
Virginia
+$328K

Top Sellers

1
Invesco
Invesco
Georgia
-$17.7M
2
GC
Guggenheim Capital
Illinois
-$1.5M
3
TC
TFS Capital
Pennsylvania
-$603K
4
AAM
Advisors Asset Management
Colorado
-$592K
5
AR
Advisory Research
Illinois
-$565K
Name Holding Trade Value Shares
Change 		Shares
Change %
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$806K – – –
SFS
27
Shaker Financial Services
Virginia
$770K +$328K +23,492 +74%
FFA
28
First Foundation Advisors
California
$721K +$71.1K +5,091 +11%
MIG
29
Mariner Investment Group
New York
$712K -$89.1K -6,376 -11%
DA
30
Doliver Advisors
Texas
$706K -$203K -14,530 -22%
LPL Financial
31
LPL Financial
California
$660K -$48.5K -3,468 -7%
IMS
32
Index Management Solutions
Pennsylvania
$653K +$103K +7,369 +19%
SI
33
SII Investments
Wisconsin
$617K +$46.1K +3,294 +8%
LCM
34
Landscape Capital Management
New Jersey
$409K -$9.71K -695 -2%
HCM
35
Hollencrest Capital Management
California
$400K – – –
UCFA
36
United Capital Financial Advisors
Texas
$397K +$76.8K +5,495 +24%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$372K -$45.2K -3,235 -11%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$371K +$51.3K +3,677 +16%
WAM
39
Wolverine Asset Management
Illinois
$324K +$207K +14,829 +176%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$309K +$7.57K +543 +3%
Creative Planning
41
Creative Planning
Kansas
$288K +$280K +20,000 +3,295%
AIG
42
American International Group
New York
$267K – – –
VKH
43
Virtu KCG Holdings
New York
$229K +$229K +16,376 New
OA
44
Oxbow Advisors
Texas
$227K – – –
ICAS
45
Investors Capital Advisory Services
Massachusetts
$203K +$487 +35 +0.2%
Goldman Sachs
46
Goldman Sachs
New York
$171K -$115K -8,239 -40%
PVWM
47
Point View Wealth Management
New Jersey
$146K +$146K +10,448 New
WEC
48
Winslow Evans & Crocker
Massachusetts
$85.3K +$391 +28 +0.5%
WA
49
WFG Advisors
Texas
$70K +$70K +5,000 New
FWM
50
Focused Wealth Management
New York
$21K – – –
1
2
3