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ERC

Allspring Multi-Sector Income Fund

56 hedge funds and large institutions have $137M invested in Allspring Multi-Sector Income Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 27 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

59% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 17

0.52% more ownership

Funds ownership: 20.37%20.89% (+0.52%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

6% less capital invested

Capital invested by funds: $145M → $137M (-$8.24M)

10% less funds holding

Funds holding: 6256 (-6)

60% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 10

Holders
56
Holders Change
-6
Holders Change %
-9.68%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
27
Reduced
17
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$806K
SFS
27
Shaker Financial Services
Virginia
$770K +$342K +23,492 +74%
FFA
28
First Foundation Advisors
California
$721K +$74.2K +5,091 +11%
MIG
29
Mariner Investment Group
New York
$712K -$92.9K -6,376 -11%
DA
30
Doliver Advisors
Texas
$706K -$212K -14,530 -22%
LPL Financial
31
LPL Financial
California
$660K -$50.5K -3,468 -7%
IMS
32
Index Management Solutions
Pennsylvania
$653K +$107K +7,369 +19%
SI
33
SII Investments
Wisconsin
$617K +$48K +3,294 +8%
LCM
34
Landscape Capital Management
New Jersey
$409K -$10.1K -695 -2%
HCM
35
Hollencrest Capital Management
California
$400K
UCFA
36
United Capital Financial Advisors
Texas
$397K +$80K +5,495 +24%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$372K -$47.1K -3,235 -11%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$371K +$53.6K +3,677 +16%
WAM
39
Wolverine Asset Management
Illinois
$324K +$216K +14,829 +176%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$309K +$7.91K +543 +3%
Creative Planning
41
Creative Planning
Kansas
$288K +$291K +20,000 +3,295%
AIG
42
American International Group
New York
$267K
VKH
43
Virtu KCG Holdings
New York
$229K +$239K +16,376 New
OA
44
Oxbow Advisors
Texas
$227K
ICAS
45
Investors Capital Advisory Services
Massachusetts
$203K +$510 +35 +0.2%
Goldman Sachs
46
Goldman Sachs
New York
$171K -$120K -8,239 -40%
PVWM
47
Point View Wealth Management
New Jersey
$146K +$152K +10,448 New
WEC
48
Winslow Evans & Crocker
Massachusetts
$85.3K +$408 +28 +0.5%
WA
49
WFG Advisors
Texas
$70K +$72.8K +5,000 New
FWM
50
Focused Wealth Management
New York
$21K

ERC Hedge Fund Activity: Q3 2014 in Review

56 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q3 2014, worth a combined $137M — down 5.7% from $145M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of ERC and 4 opened new positions — a net loss of 6 holders — while 17 trimmed existing stakes and 27 added.

The largest buyer was Saba Capital Management, adding an estimated $3.63M. The largest seller was Guggenheim Capital, cutting an estimated $1.56M.

  • 56 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q3 2014, down from 62 in Q2 2014.
  • Funds reported $137M of Allspring Multi-Sector Income Fund stock for Q3 2014, down 5.7% quarter-over-quarter.
  • 4 funds opened new Allspring Multi-Sector Income Fund positions in Q3 2014 and 10 closed out, a net change of -6 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q3 2014 was Saba Capital Management, an estimated $3.63M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q3 2014 was Guggenheim Capital, an estimated $1.56M sold.

Based on aggregated 13F filings for Q3 2014.