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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$236K +$137K +16,872 +159%
Osaic Holdings
27
Osaic Holdings
Arizona
$204K +$2.22K +274 +1%
SFS
28
Shaker Financial Services
Virginia
$190K -$120K -14,723 -40%
PAG
29
Private Advisor Group
New Jersey
$185K
HighTower Advisors
30
HighTower Advisors
Illinois
$178K +$35.3K +4,352 +26%
RA
31
Ruggaard & Associates
Ohio
$161K
LJAC
32
L.J. Altfest & Co
New York
$121K +$958 +118 +0.8%
LSC
33
Logan Stone Capital
Illinois
$120K -$105K -12,881 -48%
Stifel Financial
34
Stifel Financial
Missouri
$108K +$8.93K +1,100 +10%
BBPWM
35
Blue Bell Private Wealth Management
Pennsylvania
$105K +$88.4K +10,892 +820%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$103K
PWM
37
Perigon Wealth Management
California
$102K
MIC
38
Meridian Investment Counsel
California
$95.5K
LPL Financial
39
LPL Financial
California
$87.3K -$3.19K -393 -4%
JP Morgan Chase
40
JP Morgan Chase
New York
$83.1K -$15.5K -1,906 -16%
Bank of America
41
Bank of America
North Carolina
$18.4K +$17K +2,090 +3,800%
AWM
42
Avior Wealth Management
Nebraska
$13.7K +$203 +25 +2%
BFEC
43
Benjamin F. Edwards & Company
Missouri
$4K
Bessemer Group
44
Bessemer Group
New Jersey
$4K +$860 +106 +32%
GWSG
45
GPS Wealth Strategies Group
Colorado
$3.2K
IA
46
IFP Advisors
Florida
$740 +$698 +86 New
First Manhattan
47
First Manhattan
New York
$430 +$406 +50 New
PA
48
Parallel Advisors
California
$18
FIA
49
Foundations Investment Advisors
Arizona
-$1.84M -227,433 Closed
Envestnet Asset Management
50
Envestnet Asset Management
Illinois
-$614K -75,753 Closed